Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Securities / Derivatives

    UPDATED – Taiwan Mulls Introduction of Intraday Odd-lot Trading

    19/02/2019

    Currently, odd-lot trades are only permitted in after-hours trading. The introduction of intraday odd-lot trading will boost daily turnover and give retail investors more choice, the FSC says.

    Market Infrastructure

    CBIRC Drafts New Rules for Local Government AMCs – Report

    19/02/2019

    Many local government-run AMCs have not been focused on dealing with bad loans as intended due to a lack of clarity on their business scope.

    Market Infrastructure

    SWIFT Publishes Counterparty Cybersecurity Risk Guide

    19/02/2019

    The guide assists organisations in incorporating their counterparties’ cybersecurity self-attestation data into their risk management frameworks and governance models.

    AML / KYC

    SFC Fines Guosen Securities $1.94mn for AML Breaches

    19/02/2019

    The Hong Kong unit of Guosen Securities failed to make enquiries into or report thousands of suspicious third party deposits.

    Market Infrastructure

    RBI Consults on New Requirements for Benchmark Administrators

    18/02/2019

    The draft directions under consultation include requirements related to administrators’ minimum net worth, governance arrangements, and organisational structure, among other requirements.

    Market Infrastructure

    Philippines Expands Central Bank Supervisory Powers

    18/02/2019

    Amendments to the BSP’s charter will boost its capitalisation and extend its supervisory remit to all financial institutions in the country.

    Market Infrastructure

    Big Four Auditors Face Parliamentary Scrutiny in Australia

    18/02/2019

    Amid an ongoing ACCC probe into the big four auditing firms, a parliamentary committee is asking for a review of the audit market to explore conflicts of interest and market dominance issues.

    Uncategorised

    Hong Kong Empowers FRC as Independent Auditor Oversight Body

    18/02/2019

    Hong Kong has gazetted an Amendment Ordinance empowering the Financial Reporting Council as an independent oversight body for the HKICPA and auditors of listed companies.

    Securities / Derivatives

    CBIRC Green-Lights a Fifth Bank’s Wealth Management Subsidiary

    17/02/2019

    ICBC has become the 5th bank to receive approval to set up a wealth management subsidiary, through which it can channel WMP funds into the stock market.

    Securities / Derivatives

    India Lifts Corporate Bond Investment Cap for FPIs

    17/02/2019

    The 20% cap limiting exposures to a single corporate entity was aimed at incentivising FPIs to maintain a portfolio of assets, but market feedback indicates it has instead had a contraining effect.

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