Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Fintech / Regtech

    MAS Consults on E-Payment Guidelines

    14/02/2018

    The guidelines set standards on financial institutions providing e-payment services and their users.

    Securities / Derivatives

    China Urges Major Shareholders, Mutual Funds to Buy Equities

    13/02/2018

    Major shareholders encouraged to buy more shares to stabilise the market and protect investors; mutual funds should avoid being net sellers.

    Market Infrastructure

    Industry Initiative Set to Streamline MAS 610 Compliance

    12/02/2018

    AxiomSL-led initative will define open taxonomy and standardise interpretations for the revised MAS 610 reporting mandate.

    Securities / Derivatives

    Indian Exchanges Suspend Overseas Index Trading

    12/02/2018

    BSE, NSE, MSEI to stop issuing market data licenses to foreign exchanges in a bid to halt migration of liquidity from India.

    AML / KYC

    IMF, ADB, Aus, NZ Seek Lower Cost Remittances for the Pacific

    11/02/2018

    Possible solutions include enhancing AML/CFT controls at banks, promoting best practices at money transfer operators, improving information sharing by supervisory authorities.

    Australia to Crack Down on Tax Avoidance by Multinationals

    10/02/2018

    Consultations relate to implementation of multilateral which will modify existing bilateral tax treaties, closing loopholes used by multinationals to avoid taxation.

    Enforcement

    China ‘Techfins’ Alibaba, Tencent Fined for Forex Breaches

    10/02/2018

    Financial units of Alibaba and Tencent fined for offences including failure to file reports on forex payments by non-residents.

    Enforcement

    Credit Suisse Hong Kong Fined $5mn

    10/02/2018

    Regulatory breaches include failures related to segregation of client securities, reporting of transaction, noncompliance with short selling requirements, unsuitability of investment products sold to clients.

    Enforcement

    RBI to Set Up Dedicated Ombudsman for NBFCs

    09/02/2018

    New ombudsman scheme will initially cover deposit-taking nonbank financial companies; rules to be laid out this month.

    Enforcement

    Korea Seeks to Expand Recruitment Probe to NBFIs

    09/02/2018

    Probe could include some 70 savings banks, insurers, credit card providers and investment companies.

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