Securities / Derivatives

Japanese Brokers Face Scrutiny of Information Controls

24/07/2017

Securities Dealers Association aims to ensure brokerage managers who are also investment bankers don’t reveal inside information. The new chief […]

Capital / Liquidity

China WMP Risk Concerns Re-emerge

24/07/2017

CBRC has instructed some banks to reduce rates on wealth management products amid their use as a means to bypass […]

Capital / Liquidity

Australia Incentivises Fintech with Regulatory, Funding Initiatives

20/07/2017

Treasury confirms removal of $40mn capital requirement for firms to use ‘bank’ label; Sydney, Melbourne fintech hubs win state government support.

Capital / Liquidity

NSFR Pushes Singapore Banks to Prioritise Long-term Funding

20/07/2017

NSFR requires locally-based D-SIBS to have customer deposits, long-term wholesale funding and equity sufficient to cover extended period of market stress.

AML / KYC

HK’s New Financial Services Chief Advocates Centralised KYC Registry

19/07/2017

Top official says updated ID cards with greater security could be used as basis of the centralised KYC; boost Hong Kong’s status in fintech.

Capital / Liquidity

APRA Sets out Vision for ‘Unquestionably Strong’ Banking System

19/07/2017

APRA says ‘unquestionably strong’ means a CET1 capital adequacy ratio of 10.5% ; some lenders expected to require 150bp increase.

Capital / Liquidity

Singapore Market Infrastructure Regime Gains CPMI/IOSCO Approval

18/07/2017

Peer review finds MAS meets all but one of 24 principles designed to shore up systemically important market infrastructure including central counterparties.

AML / KYC

India Could Bring Bitcoin Regulation Under SEBI

18/07/2017

Despite earlier talk of blanket ban, panel set up in April close to agreeing model which would give bitcoin similar status to a commodity.

Capital / Liquidity

PBOC to Ramp Up Regulatory Oversight

17/07/2017

Increased oversight by central bank may have put paid to talk of super regulator; regulators could be found guilty of […]