Editors

Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

Articles by Editors

Structural Regulation

Australian Parliament OKs Industry-funding Model for ASIC

16/06/2017

All funding for securities regulator to be collected via levies on regulated entities.

Conduct, Culture & Accountability

IOSCO Updates Advice on Wholesale Market Misconduct

15/06/2017

IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]

Trading & Investment

India Sets Out Commodity Options Regime

15/06/2017

SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]

Anti-Money Laundering

Fubon Bank Fined for AML Rule Violation

15/06/2017

Taiwan’s FSC (Financial Supervisory Commission) has reportedly fined Taipei Fubon Commercial Bank NT$1 million (US$33,200) for failing to report large […]

Conduct, Culture & Accountability

ASIC Flags Fund Manager Compliance Failures

15/06/2017

ASIC (the Australian Securities and Investments Commission) issued recommendations to improve conduct in the funds management sector, citing several failures […]

Anti-Bribery & Corruption

Asian Institutions Concerned by China Corruption – Report

15/06/2017

A survey on global corruption by advisory firm AlixPartners found China remains one of the riskiest countries in which to […]

Capital Adequacy

Basel III Stresses Sri Lankan Banks – Fitch

15/06/2017

Sri Lankan banks will face intensifying pressure on their capital as they strive to meet Basel III requirements which will […]

Supervision & Enforcement