Securities / Derivatives

More Chinese Banks Hit in Money Laundering Scandal

10/07/2014

China Citic Bank has become the second Chinese bank accused of breaching foreign exchange rules through services that allow people to take money out of the mainland.

Securities / Derivatives

Australian Government Plans Mandatory Central Clearing of AUD Interest Rate Derivatives

10/07/2014

The Australian government is proposing mandatory central clearing of Australian-denominated interest rate derivatives (IRD).

Securities / Derivatives

Hong Kong Regulator Fines Ping An for Control Failings

09/07/2014

The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

Securities / Derivatives

Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

08/07/2014

Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

Securities / Derivatives

Singapore Exchange Launches Liquidity Hub in Hong Kong

08/07/2014

Singapore Exchange has moved forward on a collaboration with the Hong Kong Exchanges and Clearing with the launch of SGX’s liquidity hub at the Hong Kong exchanges’ data centre.

Basel Committee, IOSCO to Review Development of Securitisation Markets Worldwide

08/07/2014

The Basel Committee on Banking Supervision and the International Organization of Securities Commissions are leading a task force that will undertake a wide-ranging survey of securitisation markets worldwide.

Securities / Derivatives

Regulator SFC to Promote Hong Kong Domiciled Funds

08/07/2014

The Securities and Futures Commission said it will continue with its efforts to develop an asset management market for Hong Kong domiciled funds, while safeguarding investor interests through launching various regulatory initiatives.

Securities / Derivatives

Asian Regulators Enforce Global Derivatives Reporting Reforms

08/07/2014

Pragmatic consultation helps to improve transparency and risk management.

China Launches New Delisting Rules

07/07/2014

China’s securities watchdog has released a draft of proposed changes to the delisting regime for companies listed on Shanghai and Shenzhen.