Securities / Derivatives

Hong Kong Regulator Fines Ping An for Control Failings

09/07/2014

The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

Securities / Derivatives

Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

08/07/2014

Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

Securities / Derivatives

Singapore Exchange Launches Liquidity Hub in Hong Kong

08/07/2014

Singapore Exchange has moved forward on a collaboration with the Hong Kong Exchanges and Clearing with the launch of SGX’s liquidity hub at the Hong Kong exchanges’ data centre.

Basel Committee, IOSCO to Review Development of Securitisation Markets Worldwide

08/07/2014

The Basel Committee on Banking Supervision and the International Organization of Securities Commissions are leading a task force that will undertake a wide-ranging survey of securitisation markets worldwide.

Securities / Derivatives

Regulator SFC to Promote Hong Kong Domiciled Funds

08/07/2014

The Securities and Futures Commission said it will continue with its efforts to develop an asset management market for Hong Kong domiciled funds, while safeguarding investor interests through launching various regulatory initiatives.

Securities / Derivatives

Asian Regulators Enforce Global Derivatives Reporting Reforms

08/07/2014

Pragmatic consultation helps to improve transparency and risk management.

China Launches New Delisting Rules

07/07/2014

China’s securities watchdog has released a draft of proposed changes to the delisting regime for companies listed on Shanghai and Shenzhen.

Securities / Derivatives

APRA Releases Discussion Paper on Super Reporting Revisions

07/07/2014

The Australian Prudential Regulation Authority (APRA) has released a discussion paper on proposed revisions to superannuation reporting requirements.

Securities / Derivatives

Improving Regulatory Coordination and Cooperation – A 21st Century Approach

04/07/2014

Given that today’s global markets are inextricably linked, it is vital that global financial activities be regulated in a coordinated manner across borders.