Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Anti-Money Laundering
FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts
02/10/2013
The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.
Capital Adequacy
Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’
02/10/2013
Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]
Clearing & Post-Trade
ESMA Publishes Further Advice to Commision on Non-EU Countries
02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
Structural Regulation
ASEAN MoU to Establish Cross-Border Collective Investment Schemes
01/10/2013
The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]
Structural Regulation
CBRC on Banking Regulation in Shanghai FTA
29/09/2013
Recently, the CPC Central Committee and State Council have decided to establish the China (Shanghai) Pilot Free Trade Area (FTA). […]
Structural Regulation
SFC and SEHK Publish Listing Revision on Overseas Companies
27/09/2013
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]
Structural Regulation
A New Approach by Sponsors of Hong Kong IPOs
27/09/2013
Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]
Fraud, Scams & Cybercrime
SEC Freezes Assets in Ponzi Scheme Targeting Investors in Japan
27/09/2013
The Securities and Exchange Commission today announced an emergency action to freeze the assets of a Las Vegas-based firm and […]
Capital Adequacy
Global Regulatory Reforms: What’s Done, What To Watch For. MAS’ Ravi Menon
25/09/2013
Thomson Reuters hosted the 4th Pan-Asian Regulatory Summit on 25 September 2013 in Singapore. Here is the full transcript from […]
Emerging Prudential Risks
Deputy Governor Hu Xiaolian Speech on Improving Regulatory Coordination
24/09/2013
Outlined below is a speech Deputy Governor Hu Xiaolian of the People’s Bank of China gave at the Second Financial […]
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