Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Trading & Investment
Korean Regulator Probes Sales of High Risk Derivatives
27/11/2023
Korean banks and brokerage firms sold equity-linked securities tied to the HSCEI, which has fallen more than 50 percent from its peak in 2021.
Fraud, Scams & Cybercrime
CSRC Probes Private Funds Over False Disclosures
27/11/2023
The CSRC said two private funds engaged in a multi-layered investment scheme, with false information disclosure and possible criminal behavior.
Cryptocurrency
Interactive Brokers, Victory Securities Granted HK Crypto Licences
27/11/2023
Interactive Brokers and Victory Securities say they have approval to offer crypto trading services to retail investors in Hong Kong.
Emerging Prudential Risks
China Finalises Bank Rules on Country Risk Management
27/11/2023
Banks must establish “formal internal country risk rating systems” and set aside proportionate reserves for country risk.
Trading & Investment
HKEX Allows Indonesian Companies to Apply for Secondary Listings
27/11/2023
The inclusion of IDX on HKEX’s list of Recognised Stock Exchanges allows Indonesian companies to apply for a secondary listing in Hong Kong.
Trading & Investment
SFC, HKEX Formally Announce Plans to Launch China Treasury Bond Futures
26/11/2023
The launch of treasury bond futures in Hong Kong will further expand the toolkit for overseas investors to hedge their exposure to Mainland assets.
Market Data & Technology
Korea Opens Access to More Data Types on Public Portal
26/11/2023
The new data types include social bond information, securities lending transaction information, and insurance statistics.
Fraud, Scams & Cybercrime
Australia Unveils First Quarterly Report from New Anti-Scam Centre
26/11/2023
The quarter ended with reported scam losses of A$29.8mn in September 2023, the lowest reported in a single month since October 2021.
AI Risk & Governance
OJK Launches AI Code of Ethics Guidelines for Fintech Industry
25/11/2023
The guidelines are intended to serve as a reference for fintech associations to establish their code of conduct and optimise the use of AI in the fintech industry.
Trading & Investment
Chinese Regulators Pledge Renewed Support for Tech Industry
25/11/2023
Financial institutions were directed to improve their services and financing support for technology firms.
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