Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
ESG / Sustainability
WWF-Singapore Assesses ESG Integration Efforts at Private Banks
06/06/2023
The study identified a need private banks to improve risk management and better incorporate ESG risk assessments and scenario analysis in their processes.
Market Infrastructure
Cboe Launches “First-of-its-kind” Global Listing Network
05/06/2023
Stocks that are “intralisted” on Cboe’s US and Canada exchanges will be available for trading in the Netherlands and the UK, with Australia to follow.
RBI Panel Offers Recommendations on Improving Bank Services
05/06/2023
The committee issued recommendations to foster a more customer-centric approach in the financial services industry.
Enforcement
FCA Fines ED&F Man Capital Markets for Cum-Ex Trading Breaches
05/06/2023
The GBP 17.2 million fine is the largest imposed thus far in connection with the cum-ex tax fraud scheme.
Securities / Derivatives
CFTC Proposes Rule Update to Account for Crypto and Cyber Risks
05/06/2023
The CFTC is considering requiring firms to update their risk management frameworks to account for related to crypto, AI, cyber, and climate.
Enforcement
HK Police Arrest Man for Illegal Short Selling, Fraud
04/06/2023
The man fabricated trading statements that falsely showed he held shares in four listed companies he short-sold, when in fact he did not, the SFC said.
Capital / Liquidity
New Global Database of Credit Loss Metrics Launched
04/06/2023
New database provides estimations of macro-implied credit loss rates across jurisdictions, including to project future losses.
ESG / Sustainability
Hong Kong Raises Record $6b in Latest Green Bond Offering
04/06/2023
The green bonds were five times oversubscribed and will be listed on both the Hong Kong and London stock exchanges on 7 June.
Enforcement
APRA Investigating Super Fund Payments to Unions
04/06/2023
APRA chairman John Lonsdale told lawmakers the regulator has an “appetite to take enforcement” where it is needed.
Capital / Liquidity
Credit Suisse Bankers Sue FINMA Over Lost Bonuses
04/06/2023
Some Credit Suisse bankers had their bonus awards based on AT1 bonds, which were wiped out in the government-orchestrated rescue in March.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team