
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

Tokenisation
JPMorgan Chase Launches ‘Tokenized Collateral Network’
12/10/2023
The first live transaction involved the use of tokenised shares in a BlackRock MMF as collateral in a bilateral OTC derivatives trade with Barclays.

Capital Adequacy
RBI to Extend PCA Framework to Government NBFCs
12/10/2023
The RBI will extend the PCA framework to government NBFCs, except those in the “base layer”, from 1 October 2024.

Alternative Markets
SEBI Calls on AIFs to Develop and Adopt Code of Conduct
12/10/2023
The industry body for alternative investment funds would help to address their use by regulated entities to circumvent regulations.

Anti-Bribery & Corruption
Goldman Sachs Sues Malaysia Over 1MDB-related Dispute
12/10/2023
The two sides are in disagreement over whether Goldman must make an interim payment against a guarantee it provided in its 2020 settlement with Malaysia.

Conduct, Culture & Accountability
Kiwibank Fined for Overcharging Transaction Fees
12/10/2023
The court said the relevant conduct involved “negligence, and no intention to deprive customers of their entitlements.”

Conduct, Culture & Accountability
SFC Bans Investment Banker for Seven Years for Sponsor Failures
12/10/2023
The SFC said there was a need to send a “strong deterrent message” that failures of sponsors and sponsor principals will not be tolerated.

Sustainable Finance
Japan Launches Trading in New Carbon Credits Market
12/10/2023
On the first day of trading, the TSE said 3,689 tons of emissions were traded, with renewable power being the most active J-Credits category.

Reporting & Disclosures
Malaysia Hosts Asia Launch of Revised OECD Principles on Corporate Governance
11/10/2023
The SC chairman said a dedicated sustainability committee has been formed on the SC Board. Deputy finance minister said Parliament will consider the establishment of “Bursa RegSub”.

Anti-Money Laundering
Malaysia to Enhance Beneficial Ownership Reporting Requirements
11/10/2023
Companies will have to keep and maintain a register of beneficial owners at their registered offices and report any changes within 14 days.

Market Abuse
Korea Mulls Curbs on Stock Market Speculation by Retail Investors
11/10/2023
Governor Lee Bok-hyun said the FSS is looking to crack down on leveraged buying by retail investors and margin call risks.
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