Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Securities / Derivatives
China’s AMAC Revises Rules for Private Equity Asset Management Plans
18/07/2023
The measures aim to refocus the private equity industry’s attention back to its core operations, minimise potential conflicts of interest, and facilitate the growth of the industry.
Fintech / Regtech
US SEC Working on Rule Proposals to Mitigate Risks from AI
18/07/2023
SEC chairman Gary Gensler said AI could heighten financial fragility and promote herding behaviour among investors.
Uncategorised
Industry Working Group Opens Consultation on IVMS101 Enhancements
18/07/2023
The working group was formed in April and has met five times since to consider and approve revisions to the IVMS101 standard.
Fintech / Regtech
UNSC Hosts First-Ever Session on Artificial Intelligence
18/07/2023
UK Foreign Secretary James Cleverly called for urgent international cooperation in shaping the governance of AI.
AML / KYC
US Lawmakers Examine Criticism of FinCEN Beneficial Ownership Rule
18/07/2023
Witnesses criticised FinCEN for introducing overly complex rules and failing to account for the reporting burden on small businesses.
Enforcement
Australia: Big 4 Accused of Operating ‘Beyond the Law’
18/07/2023
Former KPMG partner Brendan Lyon called for changes in how the accounting profession is regulated to restore public trust and ensure integrity in financial reporting.
Enforcement
CSRC Fines GF Securities for Poor Due Diligence in Stock Sale
18/07/2023
GF Securities received an advance notice of administrative penalties from the CSRC connected to a 2018 share issuance by Misho Ecology & Landscape.
UK FCA Proposes New Guidance to Tackle Unlawful Social Media Promotions
18/07/2023
The guidance discusses how the use of ‘finfluencers’ and memes on social media could potentially breach the FCA’s rules on financial promotions.
Securities / Derivatives
China Looking to Shore Up Confidence Among Foreign Investors
18/07/2023
Regulators are organising a meeting in Beijing this Friday to discuss the challenges faced by foreign investors and encourage them to maintain their presence in China.
ESG / Sustainability
IOSCO Issues Final Recommendations on Compliance Carbon Markets
18/07/2023
IOSCO’s final report sets out twelve key recommendations on establishing and enhancing compliance carbon markets, drawing from the experiences of traditional financial markets.
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