Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

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    Enforcement

    US SEC Expands Staff Messaging Probe to Hedge Funds

    07/02/2023

    The SEC has asked firms including Point72 Asset Management and Citadel to search employees’ personal devices for evidence of business dealings via unapproved channels.

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    BNM Issues Consultation on New Financial Inclusion Framework

    07/02/2023

    BNM says the vision of the Framework is to provide a more expansive and holistic approach to elevate financial well-being in Malaysia.

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    Securities / Derivatives

    Morgan Stanley Wins Approval to Fully Own China Fund Business

    07/02/2023

    Morgan Stanley Investment Management becomes the 7th foreign firm approved to fully own a domestic mutual fund business.

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    Crypto / Digital Assets

    Thailand Grants Crypto Fund Managers Greater FX Flexibility

    07/02/2023

    The amendment will give digital asset fund managers greater flexibility to purchase digital assets overseas and make payments for related expenses.

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    Securities / Derivatives

    SEBI Proposes to Prevent Brokers from Holding Client Funds Overnight

    07/02/2023

    SEBI proposes to require trading and clearing members to move all client funds to clearing corporations at the end of each trading day to prevent broker misuse.

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    NZ FMA Offers Guidance on Providing Investment Advice

    07/02/2023

    The guidance focuses on situations where it is difficult or impractical to access information to support reasonable grounds for financial advice on an investment product.

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    Crypto / Digital Assets

    FASB to Propose New Crypto Accounting Standard in March

    07/02/2023

    An exposure draft to be issued by end-March will require companies to measure crypto assets using fair value accounting.

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    AML / KYC

    FATF Publishes Annual Report for 2021-2022

    07/02/2023

    The report sets out the achievements of the FATF under the second year of Marcus Pleyer’s Presidency.

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    Big Picture

    FSDC Paper Sets Out Key Factors to Facilitate VCM Growth

    07/02/2023

    FSDC paper discusses key considerations that would be conducive to the development of Hong Kong’s VCM ecosystem.

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    Market Infrastructure

    BI Starts Publishing Compounded IndONIA and IndONIA Index

    06/02/2023

    The publication of Compounded IndONIA and IndONIA Index is aimed at encouraging greater use of IndONIA in financial products.

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