Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

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    Enforcement

    Korean Regulator Promises to Punish Convertible Bond Abuse

    25/01/2023

    The FSS says unfair trade practices and market manipulation are occurring in private placements of convertible bonds.

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    AML / KYC

    France Maintains Public Access to Beneficial Owners Register

    25/01/2023

    The French government plans to define the future methods of access “soon”, taking into account the November decision by the CJEU.

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    JFSA, ECB Agree to Cooperate on Banking Supervision

    25/01/2023

    The Memorandum of Cooperation covers procedures for information sharing and on-site visits, and the permissible uses and confidentiality of information shared.

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    Enforcement

    US SEC Fines Bloomberg Over “Misleading” BVAL Disclosures

    25/01/2023

    SEC commissioners Hester Peirce and Mark Uyeda issued a joint statement saying they do not support the action against Bloomberg.

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    Crypto / Digital Assets

    NYDFS Issues Guidance on Crypto Custody and Related Disclosures

    25/01/2023

    The guidance emphasises the “paramount importance of equitable and beneficial interest always remaining with the customer”.

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    Capital / Liquidity

    BNM Consults on Standardised Approach to Credit Risk Capital

    25/01/2023

    FIs are asked to provide feedback and complete an accompanying Quantitative Impact Study reporting template.

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    Crypto / Digital Assets

    Action Against Crypto Firm Bitzlato Yields Seizures, More Arrests

    25/01/2023

    Authorities seized EUR 18 million in crypto wallets and froze EUR 50 million in accounts at other crypto exchanges, Europol says.

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    Crypto / Digital Assets

    BISIH London Invites Firms to Test Retail CBDC API Platform

    25/01/2023

    Project Rosalind’s phase one work will be complete within Q1 and be followed by a further phase focused on testing and validating API functionality.

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    Capital / Liquidity

    EU Lawmakers Back Draft Law to Implement Basel III

    25/01/2023

    The draft law contains an interim treatment for banks to apply a 1250% risk weight to their cryptoasset exposures until 31 December 2024.

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    Market Infrastructure

    NYSE System Issue Causes Trading Halts on Major Stocks

    25/01/2023

    The regular opening auction “did not occur” for a number of stocks so no opening price was printed. Executed trades will be declared “null and void”.

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