Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

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    Crypto / Digital Assets

    WEF Publishes Toolkit to Facilitate Development of DAOs

    21/01/2023

    DAOs have the potential to address the shortcomings of traditional firms while also realising more equitable governance and operations.

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    Securities / Derivatives

    SEBI Proposes New Fund Blocking Mechanism for Securities Trades

    21/01/2023

    SEBI said the proposed ASBA-like mechanism for secondary markets is designed to safeguard client assets from broker misuse and defaults.

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    Market Infrastructure

    Exchanges Publish Draft Rules to Expand Stock Connect

    20/01/2023

    The draft rules cover changes to align the Mainland and Hong Kong’s trading calendars and expand the scope of stocks that can be traded via Stock Connect.

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    AML / KYC

    German Prosecutors Search Norton Rose Offices in Cum-Ex Probe

    20/01/2023

    A former staff member of Norton Rose Fulbright is said to be a suspect in the tax fraud probe, which dates back more than a decade.

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    Enforcement

    US DOJ Revises Enforcement Policy to Incentivise Cooperation

    20/01/2023

    Companies that voluntarily disclose suspected criminal activity or misconduct to federal prosecutors can receive up to a 75 percent reduction in penalties.

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    Enforcement

    SEBI Probes Nippon Mutual Fund, Yes Bank Transactions – Report

    20/01/2023

    SEBI is investigating whether investments in Yes Bank perpetual bonds were made as part of a special deal to benefit Ambani Group companies.

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    Securities / Derivatives

    JPMorgan, StanChart Win New China Approvals

    20/01/2023

    JPMorgan won approval to take full ownership of its fund management venture. StanChart won approval to set up a new securities brokerage.

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    Securities / Derivatives

    CSRC Optimises Rules for PE Funds by Securities, Futures Firms

    19/01/2023

    The rules are aimed at improving the ability of private equity investments to serve the real economy and support innovative businesses.

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    Market Infrastructure

    BOJ Seeks Greater Control Over Yield Curve With Rule Change

    19/01/2023

    Under the revised rules, the BOJ can provide FIs both fixed and variable-rate loans across a range of tenors up to 10 years.

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    Crypto / Digital Assets

    BSP’s CBDC Testing to Continue in Sandbox Until 2024

    19/01/2023

    The BSP is testing large value CBDC transactions among a limited number of FIs. A retail  CBDC is not being explored.

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