Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Capital / Liquidity
US Federal Agencies Find Shortcoming in Citigroup Resolution Plan
24/11/2022
The agencies said the shortcoming raises questions about the bank’s ability to produce accurate financial information during stress conditions and could undermine its resolution plan.
Crypto / Digital Assets
ASIC Commences Proceedings Over Unlicensed Crypto Products
24/11/2022
ASIC said some of Block Earner’s fixed yield earning products should have been licensed as managed investment schemes.
Enforcement
US SEC Fines Goldman Unit For Not Following ESG Policies
24/11/2022
Goldman Sachs Asset Management had policies and procedures failures involving the ESG research its investment teams used to select and monitor securities.
Crypto / Digital Assets
Korea Prosecutors Seize $104m from Terra Co-founder
23/11/2022
Prosecutors seized and froze USD 104.4 million in assets belonging to Daniel Shin, representing profits from the sale of pre-issued LUNA tokens to investors.
Press Release
Adenza Recognised for Liquidity Modelling & Stress Testing Solution
23/11/2022
Adenza, was awarded best solution in capital/liquidity modelling & stresstesting at Regulation Asia’s 5th annual awards ceremony.
Press Release
VPBank, Oracle Recognised for Outstanding AML Programme Implementation
23/11/2022
VP Bank and Oracle Financial Services, who were recognises for the implementation of a comprehensive AML programme at VPBank, the first of its kind in Vietnam.
Enforcement
PBOC Readying $1bn Fine Against Ant Group – Report
23/11/2022
The fine is likely to focus on Ant’s alleged violations relating to a “disorderly expansion of capital” and the corresponding financial risks.
Market Infrastructure
SFC Proposes Further Changes to Position Limit Regime
23/11/2022
The SFC proposes to expand the list of specified contracts and introduce an excess position limit regime for clearing participants.
Fintech / Regtech
ISDA Launches Digital Regulatory Reporting 1.0
23/11/2022
The DRR is now available to market participants in full production mode to support compliance with the CFTC’s amended swap data reporting rules.
Press Release
Moody’s Analytics’ kompany Recognised for Best KYB Solution
23/11/2022
Moody’s Analytics was recognised for best solution in KYB & entity resolution at Regulation Asia’s 5th annual awards ceremony.
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