Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Securities / Derivatives

    SEBI Permits Stockbrokers to Place Client Bids on RFQ Platforms

    25/10/2022

    Stockbrokers will be allowed to place bids on stock exchanges’ RFQ platforms on behalf of clients from 1 January 2023.

    Capital / Liquidity

    MAS Proposes Methodology to Assess Systemic Importance of Insurers

    25/10/2022

    D-SIIs will be required to meet higher capital and enhanced corporate governance requirements, and establish RRPs and robust risk management information systems.

    Fintech / Regtech

    Thai SEC, DFSA Sign MOU on Fintech, Innovation Cooperation

    25/10/2022

    The agreement will help to promote cooperation on financial services regulation and fintech and regtech innovations.

    Bangladesh Bank Directs Banks, NBFIs to Prepare Citizen’s Charters

    25/10/2022

    Citizen’s charters should be displayed on the websites of banks and NBFIs, as well as in their head offices and every branch.

    ESG / Sustainability

    BIS Innovation Hub, HKMA Tackle Green Bond Transparency

    25/10/2022

    Project Genesis 2.0 prototypes provided investors real-time transparency on the environmental impact of the use of proceeds from green bonds.

    Market Infrastructure

    HK AFRC Seeking Fast-track Access to Mainland Audit Papers

    25/10/2022

    The AFRC is working closely with China’s MOF to explore ways to streamline the process for gaining access to mainland audit documents.

    Securities / Derivatives

    Nasdaq Halts At Least Four Chinese IPOs – Report

    24/10/2022

    Nasdaq will reportedly not allow certain IPOs to proceed until it can address concerns about large stock rallies seen by some Chinese issuers.

    Securities / Derivatives

    ASIC Seeks Feedback on Asia Region Funds Passport

    24/10/2022

    ASIC is inviting the managed funds industry to provide feedback on the level of industry interest and preparedness to use the ARFP.

    Securities / Derivatives

    Taiwan Restricts Short Selling Based on Daily Triggers

    24/10/2022

    A short selling ban will apply to all TWSE and TPEx stocks that fall 3.5 percent or more in a day. The FSC will make a daily list of stocks subject to the ban.

    Securities / Derivatives

    ASX Sets Out Measures for Handling Future Outages

    24/10/2022

    ASX will consult on a new automated service that can provide greater certainty about trade and order status, and a new ‘Cancel Only’ session state.

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