Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Crypto / Digital Assets

    US SEC Probes Insider Trading Controls at Crypto Firms: Reports

    19/06/2022

    The SEC is reportedly seeking information about how crypto exchanges protect their users from insider trading on their platforms.

    Securities / Derivatives

    SEBI Enhances Cybersecurity Requirements for Asset Managers

    19/06/2022

    A new framework that took effect on 15 July requires AMCs to conduct cyber audits twice a year and report incidents within six hours of detection.

    Securities / Derivatives

    BSEC Prepares to Allow Loss-making Startups to List on Bourses

    19/06/2022

    Rule changes will allow loss-making companies to determine their offer price premium based on projected business growth.

    Enforcement

    Malaysia SC Charges Former Investment Banker for Deception

    19/06/2022

    The former Hong Leong investment banker deceived four investors into investing in investment schemes that in reality did not exist, the SC said.

    Capital / Liquidity

    Laos Increases Bank Reserve Requirement to Tackle Inflation

    19/06/2022

    The central bank also adjusted its base interest rate and announced plans to issue a 6-month savings bond that will pay 20 percent annualised interest.

    AML / KYC

    EBA Finalises Guidance for AML/CFT Compliance Officers

    19/06/2022

    The guidelines comprehensively address, for the first time at the EU level, the whole AML/CFT governance set-up at financial institutions.

    Enforcement

    Australia: Allianz, AWP Plead Guilty for Making False Statements

    19/06/2022

    Charges were filed against Allianz Australia Insurance and AWP Australia in February last year.

    Enforcement

    Australian Court Fines Money Transfer Firm for Exchange Rate Fixing

    18/06/2022

    Four individuals were also sentenced to jail on criminal cartel charges, but they were released on good behaviour bonds.

    Market Infrastructure

    HKEX to Host Preparatory Workshops for New FINI Platform

    17/06/2022

    HKEX will explain the API development requirements for the new IPO settlement platform, set to launch in June 2023.

    Capital / Liquidity

    TAIFEX to Launch OTC Derivatives Clearing Service Next Month

    17/06/2022

    The FSC has granted TAIFEX recognition as a QCCP ahead of the launch, which will boost capital efficiency for market participants.

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