Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Crypto / Digital Assets
US SEC Probes Insider Trading Controls at Crypto Firms: Reports
19/06/2022
The SEC is reportedly seeking information about how crypto exchanges protect their users from insider trading on their platforms.
Securities / Derivatives
SEBI Enhances Cybersecurity Requirements for Asset Managers
19/06/2022
A new framework that took effect on 15 July requires AMCs to conduct cyber audits twice a year and report incidents within six hours of detection.
Securities / Derivatives
BSEC Prepares to Allow Loss-making Startups to List on Bourses
19/06/2022
Rule changes will allow loss-making companies to determine their offer price premium based on projected business growth.
Enforcement
Malaysia SC Charges Former Investment Banker for Deception
19/06/2022
The former Hong Leong investment banker deceived four investors into investing in investment schemes that in reality did not exist, the SC said.
Capital / Liquidity
Laos Increases Bank Reserve Requirement to Tackle Inflation
19/06/2022
The central bank also adjusted its base interest rate and announced plans to issue a 6-month savings bond that will pay 20 percent annualised interest.
AML / KYC
EBA Finalises Guidance for AML/CFT Compliance Officers
19/06/2022
The guidelines comprehensively address, for the first time at the EU level, the whole AML/CFT governance set-up at financial institutions.
Enforcement
Australia: Allianz, AWP Plead Guilty for Making False Statements
19/06/2022
Charges were filed against Allianz Australia Insurance and AWP Australia in February last year.
Enforcement
Australian Court Fines Money Transfer Firm for Exchange Rate Fixing
18/06/2022
Four individuals were also sentenced to jail on criminal cartel charges, but they were released on good behaviour bonds.
Market Infrastructure
HKEX to Host Preparatory Workshops for New FINI Platform
17/06/2022
HKEX will explain the API development requirements for the new IPO settlement platform, set to launch in June 2023.
Capital / Liquidity
TAIFEX to Launch OTC Derivatives Clearing Service Next Month
17/06/2022
The FSC has granted TAIFEX recognition as a QCCP ahead of the launch, which will boost capital efficiency for market participants.
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