Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Securities / Derivatives
SEBI Issues New Norms to Boost Appeal of ETFs, Index Funds
29/05/2022
ETF managers must appoint at least two market makers. The minimum subscription amount required for new fund offers has been reduced.
Securities / Derivatives
ASIC Proposes to Extend Retail Ban on Binary Options
29/05/2022
ASIC’s product intervention order is due to expire on 7 October 2022. ASIC proposes to extend it until 1 October 2031.
Securities / Derivatives
Japan FSA Revises Rules on Best Execution Policy
28/05/2022
Securities firms are required to provide customers with easy-to-understand descriptions of their best execution policy.
Securities / Derivatives
SSE Proposes to Increase Transparency of Disciplinary Processes
28/05/2022
The SSE is revising its rules on disciplinary actions, reviews and hearings to enhance transparency, standardisation and efficiency.
Capital / Liquidity
MAS Raises OCBC Capital Requirement for Scam Incident
27/05/2022
OCBC has to apply a 1.3x multiplier to its RWA for operational risk, which translates to additional regulatory capital of S$330mn.
Fintech / Regtech
ISLA, ICMA Advance Work to Digitise Industry Documentation
27/05/2022
ISLA and Linklaters are working to automate securities lending contract negotation. ICMA is looking to digitise repo documentation.
ESG / Sustainability
BSP Consults on Sustainable Investment Guidelines for Banks
27/05/2022
The guidelines offer three recommended approaches to help banks assess the sustainability of their prospective investments.
Securities / Derivatives
WFE Sheds Light on Effectiveness of Circuit Breakers
26/05/2022
The study shows that the circuit breakers triggered during the March 2020 volatility contributed to alleviating financial market pressures.
Securities / Derivatives
SGX RegCo Extends Suspension of Issuer Watch-List Reviews
26/05/2022
The extension will enable issuers time to operate under normal business conditions and recover from Covid-19 related challenges.
Crypto / Digital Assets
US Banks Lobby Against Possible Issuance of CBDC
26/05/2022
The American Bankers Association says a CBDC would risk moving 71% of bank deposits to the Fed and undermine the financial system.
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