Editors

    image

    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Enforcement

    SFC Bans BNP Representative for Unauthorised Discretionary Trading

    29/03/2022

    The relationship manager asked clients to pre-sign blank instruction forms so he could place trades for their accounts without having to inform them in advance.

    Enforcement

    Singapore Jails Nominee Director for Facilitating Illicit Activities

    29/03/2022

    The director of corporate service provider 3E Accounting served as local resident director of four companies whose bank accounts were used to receive criminal proceeds.

    Crypto / Digital Assets

    Thailand SEC Unveils 2022-2024 Strategic Plan

    29/03/2022

    The SEC will seek to enhance competitiveness, ensure inclusiveness, and strengthen trust and confidence in the capital market.

    Enforcement

    CSRC Fines Securities Firm Over Client Records Management

    29/03/2022

    Shenwan Hongyuan Securities failed to appropriately manage its online investment advisory business on Ant Group’s wealth management app.

    Market Infrastructure

    China to Establish Financial Stability Fund by September

    29/03/2022

    Regulators led by the PBOC plan to use the new financial stability fund as a backup to dispose of major risks which could have systemic effects.

    Market Infrastructure

    SSE, SZSE Issue Rules to Expand Stock Connect to Europe

    29/03/2022

    UK, Swiss and German listed companies can issue CDRs in China if they have a market cap of at least $3.14bn and a listing history of at least three years.

    Market Infrastructure

    Malaysia in Talks to Harmonise Carbon Trading

    29/03/2022

    The establishment of a single carbon trading market for Malaysia will help to avoid fragmentation across the country.

    Crypto / Digital Assets

    ASX Announces Likely Delay to Chess Replacement Go-Live

    29/03/2022

    The next software release from technology provider Digital Asset has been delayed by three months, impacting the project schedule.

    Securities / Derivatives

    SEBI to Allow Exchanges to Offer Commodity Index Options

    29/03/2022

    SEBI has set out a product design and risk management framework that should be used by exchanges looking to offer such products.

    Securities / Derivatives

    Bursa Malaysia to Incentivise Research into Listed Companies

    29/03/2022

    The initiative will lead to better value recognition for companies and enhance corporate governance, transparency and disclosure, Bursa Malaysia said.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team