Press Release

AsiaVerify Recognised for KYC Capabilities in Regulation Asia Awards 

10/12/2021

AsiaVerify provides real-time data for the verification of business partners, corporate customers and individual clients in key Asian markets, most notably China.

Press Release

Regulation Asia Recognises Droit for Trade Reporting Solution

10/12/2021

Droit allows capital market participants to evaluate thousands of automated trading decisions per second, enabling intelligent pre-trade, post-trade and reporting decision-making in real-time.

Enforcement

ASIC Files Proceedings Against ANZ Over Unpaid Benefits

10/12/2021

ANZ and ASIC have filed a statement of agreed facts and admissions with the court and agreed on a proposed penalty of AUD 25 million.

ESG / Sustainability

Korea to Conduct First Climate Stress Test in Financial Sector in 2022

09/12/2021

The FSS has introduced a guideline on the management of climate risks in the financial sector.  Meanwhile, a green finance handbook will be finalised for publication next year.

Securities / Derivatives

TAIFEX Receives CFTC Certification for New Mini Finance Futures

09/12/2021

TAIFEX said the financial industry is the most interesting sector to foreign investors in Taiwan’s stock market.

Enforcement

NZ FMA Files Suit Against Kiwibank for Overcharging Customers

09/12/2021

Between September 2005 and March 2020, some 35,000 home loan customers were overcharged a total of NZD 1.1 million.

Securities / Derivatives

Bursa Malaysia Launches New Research Portal for Investors

09/12/2021

The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.

Press Release

IHS Markit Wins Best Solution in Corporate Actions

09/12/2021

IHS Markit streamlines the collection, validation, and dissemination of corporate actions announcements, enabling firms to automate and accelerate the processing lifecycle.

Press Release

ICE Data Services Wins Best Solution for Reference Data Offering 

09/12/2021

ICE Data Services provides high quality reference data covering over 35 million financial instruments in more than 210 markets.