Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Enforcement

    CSRC Probes Haitong Securities in Financial Reporting Fraud Case

    10/09/2021

    Haitong is suspected of negligence and violations of law and regulations when it served as financial adviser on a deal to help a client on a backdoor listing deal.

    Market Infrastructure

    GBA Wealth Management Connect Set for Launch

    10/09/2021

    The southbound leg of Bond Connect will also be launching shortly. A press release will be held this afternoon to announce implementation details.

    Capital / Liquidity

    APRA, RBA to Discontinue Committed Liquidity Facility

    10/09/2021

    APRA and the RBA consider there to be sufficient HQLA for banks to meet LCR requirements and for the foreseeable future without the need to utilise the CLF.

    AML / KYC

    Taiwan to Revise Authentication Rules to Facilitate Digital Banking

    10/09/2021

    The new rules allow banks to use biometric authentication methods to fulfill identity authentication requirements for internet-based applications.

    Big Picture

    ISDA Publishes New Papers Examining ESG Market

    10/09/2021

    The papers focus on KPIs for sustainability-linked derivatives and the accounting treatment for ESG transactions.

    Securities / Derivatives

    First BlackRock Mutual Fund in China Raises $1bn

    10/09/2021

    BlackRock is the first foreign asset manager to launch a wholly-owned onshore mutual fund business in China.

    Securities / Derivatives

    Australian Carbon Exchange Expected to Launch in 2023

    10/09/2021

    Australia’s Clean Energy Regulator has invited 13 companies including ASX to participate in an RFP to develop an exchange-traded market and registry for carbon offset units.

    Enforcement

    Australian Court Fines Allianz, AWP for Deceptive Conduct

    09/09/2021

    Allianz and AWP will pay a total AUD 1.5 million for engaging in misleading and deceptive conduct when selling travel insurance.

    Enforcement

    Hong Kong ICAC Charges Ex-HSBC Banker for Accepting Bribes

    09/09/2021

    The bribes were paid as an inducement to or reward for the ex-banker to conceal the identity of the ultimate controller of two SMEs that obtained loans from HSBC.

    APRA Finds Praise in Survey of Regulated Entities

    09/09/2021

    APRA’s supervision helps to protect banking, insurance and superannuation industries, say 95 percent of regulated entities.

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