
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
AI Risk & Governance
Smarsh Wins RegTech Award for AI & Machine Learning
10/12/2021
Smarsh’s Enterprise Archive solution provides financial firms an unalterable record of their digital communications for supervision, audit, and discovery purposes.
Trading & Investment
Bursa Malaysia Recognised for ‘Bursa Anywhere’ Initiative
10/12/2021
The Bursa Anywhere mobile app provides investors easier and more convenient access to portfolio and investment information as well as electronic depository services.
Market Risk
ActiveViam Wins Best RegTech Initiative for FRTB Solution
10/12/2021
ActiveViam was recognised for its FRTB Accelerator, which provides pre-packaged but configurable source code to compute capital requirements for market risk.
KYC & CDD
AsiaVerify Recognised for KYC Capabilities in Regulation Asia Awards
10/12/2021
AsiaVerify provides real-time data for the verification of business partners, corporate customers and individual clients in key Asian markets, most notably China.
Trading & Investment
Regulation Asia Recognises Droit for Trade Reporting Solution
10/12/2021
Droit allows capital market participants to evaluate thousands of automated trading decisions per second, enabling intelligent pre-trade, post-trade and reporting decision-making in real-time.
Conduct, Culture & Accountability
ASIC Files Proceedings Against ANZ Over Unpaid Benefits
10/12/2021
ANZ and ASIC have filed a statement of agreed facts and admissions with the court and agreed on a proposed penalty of AUD 25 million.
Climate Risk
Korea to Conduct First Climate Stress Test in Financial Sector in 2022
09/12/2021
The FSS has introduced a guideline on the management of climate risks in the financial sector. Meanwhile, a green finance handbook will be finalised for publication next year.
Trading & Investment
TAIFEX Receives CFTC Certification for New Mini Finance Futures
09/12/2021
TAIFEX said the financial industry is the most interesting sector to foreign investors in Taiwan’s stock market.
Conduct, Culture & Accountability
NZ FMA Files Suit Against Kiwibank for Overcharging Customers
09/12/2021
Between September 2005 and March 2020, some 35,000 home loan customers were overcharged a total of NZD 1.1 million.
Market Data & Technology
Bursa Malaysia Launches New Research Portal for Investors
09/12/2021
The portal helps listed companies improve their overall visibility, facilitates price discovery, promotes informed investment decision-making.
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