Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    ESG / Sustainability

    Biden Directs US Federal Agencies to Take Action on Climate

    25/05/2021

    Under an executive order, a comprehensive government-wide strategy on climate-related financial risk shall be developed within 120 days.

    Japan FSA Releases Guidelines on Climate Transition Finance

    25/05/2021

    The guidelines incorporate the recommendations on disclosures from the ICMA Climate Transition Finance Handbook, which was published in December.

    Enforcement

    Japan Post Bank Misplaces Customer Transaction Data

    25/05/2021

    The missing records include information such as clients’ names and bank account numbers, which are supposed to be retained for 10 years.

    Securities / Derivatives

    China Releases Supplementary Rules for Carbon Rights Trading

    24/05/2021

    The rules detail the role of the registration authority, allowing it to intervene if carbon prices see abnormal fluctuations or excessive volatility.

    Securities / Derivatives

    ESMA Recommends Lower Short Position Reporting Threshold

    24/05/2021

    ESMA says a “substantial amount” of essential information became available to NCAs after the notification threshold was lowered to 0.1% last year.

    Enforcement

    Nomura, UBS, UniCredit Fined for Participating in Trading Cartel

    24/05/2021

    During Europe’s sovereign debt crisis, the banks shared information about their EGB bidding and trading strategies in Bloomberg terminal chat rooms.

    Securities / Derivatives

    Korea Brokers Join Emissions Trading Scheme as Market Makers

    24/05/2021

    Participation by the brokerage firms as market makers will help reduce bid-ask spreads and keep Korea’s emissions trading market liquid.

    Market Infrastructure

    CME Group to be Recommended as SOFR Term Rate Administrator

    24/05/2021

    A recommended SOFR term rate is now in clear sight, said Tom Wipf, ARRC Chairman and Vice Chairman of Institutional Securities at Morgan Stanley.

    Enforcement

    S. Korea Revises Law to Strengthen Market Integrity

    24/05/2021

    The revisions will ease approval processes for financial investment businesses, including foreign firms, while also increasing penalties for stock manipulation.

    Securities / Derivatives

    SGX RegCo Extends Suspension of Issuer Watch-List

    24/05/2021

    The extension is to enable issuers to focus on Covid-19 related business and economic challenges and on dealing with any resultant liquidity crunch.

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