
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Reporting & Disclosures
Australia Finalises Rules on Super Fund Portfolio Disclosures
15/11/2021
Morningstar has expressed concern that the rules do not require super funds to disclose specific stocks or bonds held in portfolios run by external asset managers.
Trading & Investment
Chinese Power Companies Issue First ‘Energy Guarantee Bonds’
15/11/2021
Industrial Bank underwrote two ‘energy guarantee bonds’ worth a total CNY 4 billion, the proceeds of which will be used to help address power shortages.
Trading & Investment
TSE RFQ platform for ETFs Reaches New Milestone
15/11/2021
The Tokyo Stock Exchange said it plans to continue to update and improve the CONNEQTOR platform by enabling a larger variety of trading methods.
Sustainable Finance
China Allows Foreign Firms to Issue Social, Sustainability Bonds
15/11/2021
Overseas firms can register to issue ‘panda bonds’ designated to fund social responsibility and sustainable development projects, NAFMII has announced.
Structural Regulation
S&P-IHS Deal Wins Regulatory Approval in the US
15/11/2021
To win approval for the $44bn combination, the companies agreed to sell three of IHS Markit’s price reporting agency businesses.
Trading & Investment
RBI Opens Direct Access to G-Secs Market for Retail Investors
14/11/2021
As of 2.30pm on Saturday, the new RBI Retail Direct Scheme had received over 12,000 registrations from retail investors, which was described as an “encouraging response”.
Conduct, Culture & Accountability
CSRC Bars Brokers from Using ‘Influencers’ to Push Stocks
14/11/2021
Securities firms are prohibited from working with social media influencers who are not licensed. Providing investment recommendations via livestreaming is banned.
Tokenisation
Japanese Investors to Gain Access to Digital Securities via ADDX
14/11/2021
Through securities broker Tokai Tokyo, ADDX (formerly iSTOX) will offer Japanese investors access to tradeable security tokens backed by real estate and other assets.
Data Privacy
RBI Lifts Diners Club Restrictions Citing ‘Satisfactory Compliance’
14/11/2021
Restrictions prohibiting Diners Club from onboarding new domestic customers have been lifted. Similar restrictions are still in place for Amex and Mastercard.
Trading & Investment
RBI Permits FPIs to Buy Debt Issued by REITs, InvITs
13/11/2021
The move will help REITs and InvITs to raise debt at competitive rates, boost institutional investor participation, and improve unit holders’ risk-adjusted returns.
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