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Structural Regulation
SEBI Issues Guidelines on Accredited Investors Framework
05/09/2021
New circular covers eligibility criteria, validation for accreditation, the procedure to avail benefits linked to accreditation, and flexibility for investors to withdraw consent.
Tokenisation
Task Force Formed to Align Digital Token Identifier With ITSA Standard
04/09/2021
The task force was formed to examine synergies between Digital Token Identifiers and the technical identifiers issued by ITSA.
Trading & Investment
Taiwan FSC Plans Relaxation of Share Issuance Rules
04/09/2021
Under a new mechanism, listed companies would be able to secure approval for multiple batches of share issuances at once without having to apply for each one individually.
Clearing & Post-Trade
RBI to Enable Settlement of G-secs through ICSDs
04/09/2021
The move will enhance access for non-resident investors and facilitate the inclusion of Indian G-secs in global bond indices.
Clearing & Post-Trade
ASX Consults on Tranche 3 Rule Changes for CHESS Replacement
04/09/2021
The changes relate to netting, settlement, reporting and other amendments. ASX plans to release the final rule changes 6 months before the April 2023 go-live.
Fraud, Scams & Cybercrime
Singapore: 20 More Charges Laid in Nickel Trading Fraud Case
03/09/2021
Ng Yu Zhi has been charged with 20 new counts of cheating, bringing the total number of charges he faces to 51.
Trading & Investment
SEBI Tweaks Guidelines for Exchanges on Market Maker Use
03/09/2021
A one-year validity period is introduced for any board approval to introduce a liquidity enhancement scheme for a security, and removes a cap on how long it can be used.
Tokenisation
Chinese Investors to Gain Access to Digital Securities via ADDX
03/09/2021
Through the QDLP scheme, MAS-regulated ADDX will offer Chinese investors access to digital securities covering a broad range of asset types.
Structural Regulation
Deutsche Bank Reinstated as IPO Sponsor in Hong Kong
03/09/2021
The SFC has approved three new Deutsche Bank hires who can act as IPO sponsor principals, after its licence was suspended in July due to a staffing gap.
Fraud, Scams & Cybercrime
UPDATED – Bangladesh Banks Ordered to Block E-commerce Payments
03/09/2021
Bangladesh Bank has directed banks to block e-commerce firms from receiving direct payments from customers.
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