Securities / Derivatives

China Tightens Rules on Listed Companies’ Use of Raised Funds

19/05/2025

The CSRC issued revised rules to strengthen oversight of listed firms’ fundraising and direct capital to core business and the real economy.

Capital / Liquidity

South Korea Set to Double Deposit Insurance Limit

18/05/2025

Regulators will operate a task force to oversee industry preparations for the change and monitor capital flows and market impact.

ESG / Sustainability

NGFS Publishes First Set of Short-Term Climate Scenarios

18/05/2025

The short-term climate scenarios are a tool for assessing the economic impact of climate change and policy shifts by 2030.

Capital / Liquidity

BSP Seeks to Boost Islamic Banking with Relaxed Regulations

14/05/2025

BSP proposes adjustments to capitalisation requirements and reporting procedures to spur growth in the Islamic banking sector

Fintech / Regtech

SET, Nasdaq Expand Partnership to Modernise Capital Market

14/05/2025

SET said the expanded partnership is aimed at enhancing system-wide efficiency, transparency, and risk management.

Securities / Derivatives

TAIFEX Designates Financial Futures Exempt From After-Hours Liquidation

13/05/2025

TAIFEX reminded futures commission merchants to maintain adequate risk controls for futures traders’ margins and open positions

AML / KYC

Redlines & Key Zones: Taking Sanctions Screening Beyond Name Matching

13/05/2025

Ricky Butler at Dow Jones discusses the evolving challenges of sanctions compliance in a volatile geopolitical landscape.

Enforcement

SFC Fines Sino-Rich Securities, Suspends Exec Over Margin Lending Failures

13/05/2025

The SFC said Sino-Rich Securities had inadequate documentation and enforcement of margin lending policies.

Enforcement

Chinese Businessman Arrested in Vietnam Over $165m Fraud

12/05/2025

The businessman was apprehended in Vietnam and handed over to Chinese authorities after having fled China in 2023.