Mark Johnston

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    Based in Singapore, Mark is an experienced journalist and editor with over a decade of experience reporting on technology and business trends throughout Asia. Mark got his start as an engineer, graduating from the UK's Queen's University of Belfast with a Master's degree in Electrical and Electronic Engineering. As senior reporter for Regulation Asia, Mark focuses on regulatory changes impacting financial markets, with particular interest in fintech, cybersecurity and crypto markets.

    Articles by Mark Johnston

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    Structural Regulation

    SEBI Proposes New Fee Collection Mechanism for IAs, RAs

    28/08/2023

    The new mechanism aims to ensure that investors can only pay fees to investment advisors and research analysts that are registered.

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    Structural Regulation

    ANZ, Suncorp Challenge ACCC’s Decision to Block Merger Deal

    28/08/2023

    ANZ and Suncorp filed separate applications to the Australian Competition Tribunal seeking a review of the ACCC’s decision.

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    PEPs & Sanctions

    Russia Considers Decree to Enable Investors to Unblock Assets

    28/08/2023

    Under the plan, interested foreign investors would be able to buy Russian assets currently frozen in Europe.

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    Market Abuse

    Fed Terminates 2017 Cease-and-desist Order Against HSBC

    27/08/2023

    HSBC no longer has to provide progress reports on its efforts to improve internal controls or manage risks in connection with its FX trading activities.

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    Emerging Prudential Risks

    Korea Monitoring Risks Arising from China Property Market

    27/08/2023

    Korean regulators say it is unlikely that problems in China’s property market will spread to the rest of the Chinese financial system, or to Korea’s economy.

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    Anti-Bribery & Corruption

    3M Settles SEC Bribery Case Involving Chinese Subsidiary

    27/08/2023

    3M’s Chinese subsidiary paid nearly $1mn to fund at least 24 trips for Chinese government officials that included tourism activities.

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    Operational Risk

    APRA to Punish Failures to Meet Operational Resilience Expectations

    26/08/2023

    APRA’s Therese McCarthy Hockey said additional capital requirements will be imposed on entities found to be “significantly wanting” in compliance.

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    Structural Regulation

    Australian Government Launches Competition Policy Review

    25/08/2023

    Among other things, the review will consider a tightening of the existing merger clearance regime, as proposed by the ACCC.

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    PEPs & Sanctions

    Canada Sanctions Russian Military, Nuclear, Banking Sector Targets

    24/08/2023

    Canada sanctioned four individuals and 29 entities linked to Russia’s military, financial and nuclear sectors over the Ukraine war.

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    Market Abuse

    US Court Jails Former OpenSea Exec for NFT Insider Trading

    24/08/2023

    Nate Chastain will spend three months in prison, followed by three months of home confinement, and three years of supervised release.

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