
Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
CSRC Tightens IPO Scrutiny
03/07/2016
Securities regulator initiates inspection campaign, cites series of problems.
Crypto / Digital Assets
China Proposes to Recognise Virtual Assets as Property
03/07/2016
Proposals would give legal protection to virtual assets including currencies.
Market Infrastructure
Thailand Signs APEC Funds Passport Memo
03/07/2016
Cross-border mutual fund offerings move a step closer with fourth signatory.
China to Allow Foreign Hedge Funds
03/07/2016
New regulations allow foreign managers to access secondary market, launch PE funds.
Market Infrastructure
Hong Kong Enacts Resolution Ordinance
03/07/2016
Financial Institutions Ordinance establishes HKMA and SFC as resolution authorities.
Securities / Derivatives
SFC Ticks Off BAML for Disclosure Failings
30/06/2016
Units publicly censured for breaching takeovers code regarding dealing in two stocks.
AML / KYC
SAFE Orders Tighter Checks on Outbound Investment
29/06/2016
Forex regulator denies media reports of changes to individual quotas, rules.
Market Infrastructure
Regulation Chief Appointed Deputy RBI Governor
29/06/2016
NS Vishwanathan currently responsible for bank and non-bank financial regulation.
AML / KYC
SEBI to Allow Fund Sales on E-commerce Platforms
28/06/2016
Mutual fund association developing recommendations of panel on digitisation of financial services.
Market Infrastructure
IDX Plans to Boost Market Liquidity
28/06/2016
Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.
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