Trading & Investment

SHFE Applies for HK ATS License

01/06/2016

Shanghai Futures Exchange platform could initially trade crude oil futures.

Payments & Settlements

Japan to Upgrade B2B Electronic Transfer System

01/06/2016

Public and private money to finance new system expected to have trial run in 2018.

Emerging Prudential Risks

Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

01/06/2016

Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

Structural Regulation

BSE to Sell 30% Stake in IPO

01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.

KYC & CDD

Guotai Junan Fined for Breaching Client ID Rule

31/05/2016

SFC says securities firm took more than six months to comply with two-day disclosure rule.

Fraud, Scams & Cybercrime

India to Crack Down on Deposit Scams

31/05/2016

Regulatory loopholes have allowed credit-cooperative pyramid schemes to thrive.

Fraud, Scams & Cybercrime

Shanghai Ends Real Estate Lending Ban

31/05/2016

Shanghai office of CBRC had banned banks from doing business with six property firms.

Structural Regulation

SEBI to Further Unify Commodity, Stock Exchange Rules

30/05/2016

Regulator has set up risk management committee to study contract discrepancies.

Structural Regulation

SSE, SZSE Tighten Stock Suspension Guidelines

30/05/2016

Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.