Market Infrastructure

India Tightens Fund Redemption Rules

01/06/2016

Funds can only restrict redemptions in four circumstances, including market failure.

Market Infrastructure

SHFE Applies for HK ATS License

01/06/2016

Shanghai Futures Exchange platform could initially trade crude oil futures.

Market Infrastructure

Japan to Upgrade B2B Electronic Transfer System

01/06/2016

Public and private money to finance new system expected to have trial run in 2018.

Market Infrastructure

Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

01/06/2016

Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

Market Infrastructure

BSE to Sell 30% Stake in IPO

01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.

AML / KYC

Guotai Junan Fined for Breaching Client ID Rule

31/05/2016

SFC says securities firm took more than six months to comply with two-day disclosure rule.

India to Crack Down on Deposit Scams

31/05/2016

Regulatory loopholes have allowed credit-cooperative pyramid schemes to thrive.

Market Infrastructure

Shanghai Ends Real Estate Lending Ban

31/05/2016

Shanghai office of CBRC had banned banks from doing business with six property firms.

Market Infrastructure

SEBI to Further Unify Commodity, Stock Exchange Rules

30/05/2016

Regulator has set up risk management committee to study contract discrepancies.