Credit Risk

CBRC Tells Banks to Curb Risk

22/03/2016

Banking regulator says lenders should limit local government debt exposure, not pay extraordinary dividends

AI Risk & Governance

ASIC Issues Robo-advice Consultation

22/03/2016

Consultation paper and draft regulatory guide cover licensing and advice to retail clients.

Resolution & Recovery

Indonesia Passes ‘Financial Crisis’ Bill

21/03/2016

Securities regulator to lead ‘bail in’ regime, required to regulate on capital and liquidity adequacy.

Credit Risk

APRA to Investigate Mortgage Rule Breaches

21/03/2016

Australian banking regulator will look into whether borrowers are circumventing tightened lending policies.

KYC & CDD

India to Simplify Securities KYC

21/03/2016

SEBI proposes to scrap requirement for fresh KYC if investors already have a bank account.

Clearing & Post-Trade

Intermediary Opportunities in Asian OTC Derivatives

18/03/2016

OTC Derivatives Summit 2016 panellists discuss the operational challenges of clearing services and infrastructure in Asia.

Credit Risk

India Revises MSME Loan Resolution Rules

18/03/2016

Banks required to set up regional committees on stressed loans to micro, small and medium-sized enterprises.

Model Risk

FASB Confirms Simplified Contingent Call, Put Reporting

18/03/2016

ISDA-backed guidance expected to reduce incidence of calls and puts being separately accounted for.

Structural Regulation

Myanmar to Issue New Banking Rules

17/03/2016

Regulations to cover bank corporate governance, foreign stakes and AML.