Samuel Riding

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    Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com

    Articles by Samuel Riding

    Crypto / Digital Assets

    Indonesia Shuts Down 19 Illegal Investment Firms

    28/03/2017

    Task force gathering intelligence via social media; has received 430 reports from whistleblowers.

    Securities / Derivatives

    Philippines’ 1st DDS to List Next Month

    28/03/2017

    Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.

    Market Infrastructure

    Top PBOC Official Moots Fintech Sandbox

    27/03/2017

    Head of science and technology department eyes UK FCA’s model; to develop ‘more invasive’ regulation including regtech.

    Market Infrastructure

    Merrill Lynch Units’ $1.9mn Fine Could Have Been Much Larger – HK SFC

    27/03/2017

    One unit advised on futures contracts for more than 10 years without the required license.

    AML / KYC

    India, Singapore, Guangdong Join Shift to ID Card-based KYC

    24/03/2017

    Financial institutions could soon be able to access government-held information including biometric data.

    Capital / Liquidity

    No FRTB Until 2021 – APRA

    24/03/2017

    Regulator says BCBS unlikely to finalise rules until ‘2020 at the earliest’.

    Capital / Liquidity

    Asia Set to Withstand Regulatory Uncertainty – IMF

    23/03/2017

    Regional representative Geoffrey Heenan addresses potential ‘balkanisation’ in regulatory reform.

    Securities / Derivatives

    MAS, Singapore Police Seal Spoofing Conviction

    23/03/2017

    Former remisier manipulated prices of stocks; traded CFDs on resulting market movements.

    Capital / Liquidity

    Philippines to Ink 2 ABIF Agreements Next Month

    23/03/2017

    Outside regional framework, six banks are negotiating individual deals to set up operations.

    Securities / Derivatives

    SGX Accepts Order to Improve Resilience

    22/03/2017

    Exchange needs to improve six measures over the next 24 months, will contribute costs.

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