Samuel Riding

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    Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com

    Articles by Samuel Riding

    AML / KYC

    HKMA Issues Product Sales, Securities Handling Guidance

    24/02/2017

    Regulators notes ‘controls, monitoring and compliance review’ lapses by private banks.

    Capital / Liquidity

    APRA Updates Mortgage Lending Guidelines

    24/02/2017

    Regulator says ‘principles-based approach’ doesn’t ‘ensure sound residential mortgage lending assessments’.

    AML / KYC

    China Regulators Prep ‘Landmark’ Reforms

    23/02/2017

    Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.

    Securities / Derivatives

    IOSCO Backs VM Transition Period

    23/02/2017

    Group of regulators says strict implementation would reduce ability to hedge, damage liquidity.

    ASIC Finalises Fee Disclosure Requirements

    23/02/2017

    Three ‘no-action’ conditions removed from disclosure statement rules.

    SSE to Speed up Infrastructure Project Securitisation

    23/02/2017

    Exchange sets up ‘green channel’ to speed up process; to consult with regulators, NDRC.

    ASEAN Members Agree Audit Improvements

    23/02/2017

    4 countries to seek to reduce number of listed company audits with inspection findings by 25%.

    Securities / Derivatives

    SGX Sets out ‘False Market’ Criteria

    23/02/2017

    Chief regulatory officer says exchange will consider five factors when deciding offences.

    S.Korea Regulator Faces Break-up Calls

    23/02/2017

    Opposition party proposes to remove FSC’s policymaking authority.

    Capital / Liquidity

    Indonesia to Issue RRP Regulation

    23/02/2017

    Systemic banks will be required to set up crisis management teams.

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