Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
AML / KYC
HKMA Issues Product Sales, Securities Handling Guidance
24/02/2017
Regulators notes ‘controls, monitoring and compliance review’ lapses by private banks.
Capital / Liquidity
APRA Updates Mortgage Lending Guidelines
24/02/2017
Regulator says ‘principles-based approach’ doesn’t ‘ensure sound residential mortgage lending assessments’.
AML / KYC
China Regulators Prep ‘Landmark’ Reforms
23/02/2017
Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.
Securities / Derivatives
IOSCO Backs VM Transition Period
23/02/2017
Group of regulators says strict implementation would reduce ability to hedge, damage liquidity.
ASIC Finalises Fee Disclosure Requirements
23/02/2017
Three ‘no-action’ conditions removed from disclosure statement rules.
SSE to Speed up Infrastructure Project Securitisation
23/02/2017
Exchange sets up ‘green channel’ to speed up process; to consult with regulators, NDRC.
ASEAN Members Agree Audit Improvements
23/02/2017
4 countries to seek to reduce number of listed company audits with inspection findings by 25%.
Securities / Derivatives
SGX Sets out ‘False Market’ Criteria
23/02/2017
Chief regulatory officer says exchange will consider five factors when deciding offences.
S.Korea Regulator Faces Break-up Calls
23/02/2017
Opposition party proposes to remove FSC’s policymaking authority.
Capital / Liquidity
Indonesia to Issue RRP Regulation
23/02/2017
Systemic banks will be required to set up crisis management teams.
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