Securities / Derivatives

Korea Regulator Warns on Audit Leaks

02/02/2017

Move aims to curb illegally obtained audit info during accounting and settlement period.

AML / KYC

India to Provide $1.5bn to Recapitalise Banks

02/02/2017

2017/18 budget also includes measures to ease NPAs, FPI access.

Capital / Liquidity

APRA Issues Securitisation Reporting Proposals

02/02/2017

Regulator proposes to remove internal ratings-based approach from reporting standards.

Market Infrastructure

FSB Launches CCP Resolution Consultation

02/02/2017

Paper considers resolution powers, indicators and loss allocation tools.

Market Infrastructure

India to Tighten Market Surveillance Around Budget Day

01/02/2017

Move aims to ensure market stability amidst potential volatility; budget could rationalise transaction tax.

Australian Banks to Share Info on ‘Bad Advisers’

01/02/2017

Bankers association aims to address misconduct, charging for undelivered services.

Securities / Derivatives

SECP Tightens Discretionary Brokerage Requirements

01/02/2017

Move aims to curb abusive trades, boost investor confidence, enhance protection.

AML / KYC

Philippine AMLC Chief Quits

01/02/2017

Resignation follows last year’s harsh criticism from president Duterte.

AML / KYC

Indonesian Money Changers Said to Distribute $300mn in Drug Proceeds

01/02/2017

Investigator says four dealers operating without a license, two in breach of central bank regulations.