Samuel Riding

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    Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com

    Articles by Samuel Riding

    HK SFC Sues StanChart, UBS for IPO ‘Misconduct’

    18/01/2017

    Case relates to timber company now in liquidation, delisting due to accounting irregularities.

    Market Infrastructure

    SSE to Tighten Supervision, Enforcement in 2017

    18/01/2017

    Exchange suggests 2017 will be more challenging due to market uncertainties, development.

    Capital / Liquidity

    Three Australian Banks Face $4.6bn Capital Shortfall

    18/01/2017

    Largest shortfall at Commonwealth Bank; of ‘Big 4’, only ANZ has a capital surplus.

    Capital / Liquidity

    Vietnam Readies for Basel II

    18/01/2017

    Banks will be required to have minimum CAR of 8%; sector-wide CAR now at 11.3%.

    Market Infrastructure

    India to Revamp Stock Trading Regulations

    18/01/2017

    Securities regulator to also tighten market scrutiny, issue new rules for exchanges, clearers and brokers.

    Capital / Liquidity

    Pakistan Boosts Fund Liquidity Requirements

    18/01/2017

    Funds must hold at least 5% in cash, cash equivalents; arrange borrowing to meet unexpected redemptions.

    Securities / Derivatives

    CSRC Mulls Easing Futures Trading Rules

    17/01/2017

    New measures could include reduced margin requirement, increased trading allowance.

    Philippine SEC Drafts Structured Warrant Listing Rules

    17/01/2017

    New rules will allow financial products attached with other assets to be registered and traded.

    AML / KYC

    India Raises Cash Withdrawal Limit

    17/01/2017

    RBI also applies increased limits to overdraft and cash credit accounts.

    Capital / Liquidity

    Australian Banks to Report More Data

    17/01/2017

    APRA requirement said to develop data availability for ‘clear presentation of facts’.

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