Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
HK SFC Sues StanChart, UBS for IPO ‘Misconduct’
18/01/2017
Case relates to timber company now in liquidation, delisting due to accounting irregularities.
Market Infrastructure
SSE to Tighten Supervision, Enforcement in 2017
18/01/2017
Exchange suggests 2017 will be more challenging due to market uncertainties, development.
Capital / Liquidity
Three Australian Banks Face $4.6bn Capital Shortfall
18/01/2017
Largest shortfall at Commonwealth Bank; of ‘Big 4’, only ANZ has a capital surplus.
Capital / Liquidity
Vietnam Readies for Basel II
18/01/2017
Banks will be required to have minimum CAR of 8%; sector-wide CAR now at 11.3%.
Market Infrastructure
India to Revamp Stock Trading Regulations
18/01/2017
Securities regulator to also tighten market scrutiny, issue new rules for exchanges, clearers and brokers.
Capital / Liquidity
Pakistan Boosts Fund Liquidity Requirements
18/01/2017
Funds must hold at least 5% in cash, cash equivalents; arrange borrowing to meet unexpected redemptions.
Securities / Derivatives
CSRC Mulls Easing Futures Trading Rules
17/01/2017
New measures could include reduced margin requirement, increased trading allowance.
Philippine SEC Drafts Structured Warrant Listing Rules
17/01/2017
New rules will allow financial products attached with other assets to be registered and traded.
AML / KYC
India Raises Cash Withdrawal Limit
17/01/2017
RBI also applies increased limits to overdraft and cash credit accounts.
Capital / Liquidity
Australian Banks to Report More Data
17/01/2017
APRA requirement said to develop data availability for ‘clear presentation of facts’.
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