AML / KYC

AUSTRAC to Revise AML/CTF Regulations

15/11/2016

Draft proposals would allow non-permissioned collection, verification of customer information.

AML / KYC

Pakistan Boosts Regulator’s AML/CTF Powers

14/11/2016

SECP gains powers to ensure sufficient measures are taken against illicit financing.

AML / KYC

Beware Blockchain – HKMA

14/11/2016

Digital platforms seen as potential channel for illicit financing; could compromise data security.

Market Infrastructure

HK SFC Warns on Stock Connect Risk

14/11/2016

Regulator calls for system enhancement due to expected increase in trading volume.

AML / KYC

Vietnam’s OCB to Boost ML Defence

14/11/2016

AML project expected to be implemented bank-wide early next year.

Market Infrastructure

HKEX Delays Derivatives VCM

14/11/2016

Regulator cites potential technical issue uncovered during final preparations.

AML / KYC

Ex-BSI Banker the 1st to Be Jailed in 1MDB Scandal

14/11/2016

Former relationship manager also fined USD17,000 and surrenders USD5.3mn in salary.

Capital / Liquidity

APRA Chief Vows Not to Relax Capital Rules

14/11/2016

Chairman says ‘unquestionably strong’ requirement to remain in place despite Dodd Frank uncertainty.

AML / KYC

HK Regulators Publish AML/CTF Training Course

11/11/2016

Materials can be used as a reference and for internal training.