Securities / Derivatives

Hong Kong Sets Fraud Precedent in Landmark Naked Short-Selling Case

28/01/2026

A court convicted four individuals of fraud, not just regulatory breaches, for a scheme that netted HKD 3.3 million.

Enforcement

ASIC Secures A$14m Penalty Against Crypto Firm BPS Financial

28/01/2026

Court finds that the 'Qoin Wallet' issuer operated without a licence and made misleading claims, setting a key precedent on penalty calculations.

Crypto / Digital Assets

ASIC Flags AI, Cyber, and Superannuation Failures as Key 2026 Risks

28/01/2026

ASIC highlights growing threats from technology, poor superannuation fund operations, and increased market risk in its key issues outlook.

AXA Completes Re-domiciliation of Regional Insurer to Hong Kong

28/01/2026

AXA becomes the second major insurer to use Hong Kong's new re-domiciliation regime, aligning its legal base with its regional operations.

ESG / Sustainability

HKEX and Brazil's B3 Forge Alliance on Carbon Markets, Sustainable Finance

28/01/2026

The exchange operators will explore potential equity cross-listings and the development of new carbon and ESG products across Asia and South America.

Crypto / Digital Assets

HK SFC, UAE CMA Sign Pact on Cross-Border Digital Asset Supervision

28/01/2026

The agreement establishes a framework for information sharing and supervisory cooperation for digital asset firms operating in both jurisdictions.

AML / KYC

HKMA and PCPD to Launch Joint Bank Examinations to Combat Fraud

28/01/2026

The HKMA and PCPD will conduct joint risk-based examinations of banks' anti-fraud and data security controls amid rising deception cases.

Crypto / Digital Assets

Japan FSA to Propose Allowing Crypto ETFs on Stock Exchange

27/01/2026

Regulators are considering legal and tax reforms that would allow crypto ETFs, with major financial firms already preparing products.

Crypto / Digital Assets

Hong Kong's Mox Bank Rolls Out Regulated Crypto Trading

27/01/2026

Standard Chartered-backed virtual bank becomes second digital lender to offer BTC and ETH, but within a closed system that prohibits external transfers.