Securities / Derivatives

Philippine SEC Eases IPO Rules for Energy Firms

28/02/2024

The SEC has simplified registration procedures for energy firms to offer and sell shares to the public.

Enforcement

SFC Launches Proceedings Against Ex-Chairman of Ding Yi Feng

27/02/2024

The SFC is seeking orders requiring the former chairman and 20 others to compensate investors for losses suffered as a result of a 2018 price manipulation scheme.

ESG / Sustainability

Hong Kong to Develop Transition Finance Framework: HKMA

27/02/2024

HKMA’s Darryl Chan said the  Green and Sustainable Finance Cross-Agency Steering Group will start work on a transition taxonomy this year.

Market Infrastructure

Australia: Misconduct Compensation Scheme to Start in April

27/02/2024

Compensation up to A$150,000 can be provided for misconduct related to financial advice, securities dealing or credit intermediation/provision.

Fintech / Regtech

HK Banks to Introduce Anti Malware Security Measures This Month

25/02/2024

The new security measures on banking apps will trigger immediate actions when malware or suspicious apps are detected on customers’ devices.

Securities / Derivatives

Holiday Trading to Include Currency Derivatives from 29 March, HKEX Confirms

24/02/2024

HKFE has obtained regulatory approval to include currency futures and options in derivatives holiday trading from 29 March.

Securities / Derivatives

Philippines Explores Public Listing Options for Two Major State Banks

23/02/2024

The DOF is looking to facilitate stock market listings by LandBank and DBP, among other initiatives to further develop the capital market.

AML / KYC

Hong Kong Launches Global Anti Corruption Academy

23/02/2024

The academy will offer tailored training on corruption prevision and AML to officers from around the world.

Market Infrastructure

Philippines: BSP, PDIC Enhance Cooperative Arrangements

23/02/2024

Banks will no longer need to submit some prudential reports separately to the PDIC, the BSP said.