Sanday Chongo Kabange is an experienced multimedia journalist and a contributor to Regulation Asia. He focuses on compliance, regulatory and legal issues for financial services.
Securities / Derivatives
Malaysia Proposes to Allow Lower Public Holding of Large Caps Stocks
27/07/2020
Proposed listing rule amendments will allow some large listed issuers to have a public holding spread as low as 15%, compared to the current 25% minimum.
Securities / Derivatives
SEBI Directs Funds to Trade Corporate Bonds Through Exchanges
23/07/2020
From October, SEBI will require mutual funds to trade at least 10 percent of their corporate bonds through RFQ platforms of stock exchanges to enhance transparency and price discovery.
Enforcement
ASIC Commences Civil Penalty Proceedings Against FX Firm
22/07/2020
Forex Capital Trading and its sole director allegedly used high pressure sales tactics, false or misleading statements, and conflicted remuneration to maximise trading volume and client deposits.
Securities / Derivatives
Philippines Proposes Regulatory Framework for Corporate Debt Funds
13/07/2020
The new closed-end investment vehicle will enable investment in debt paper issued by large and medium-sized corporations, to help avert credit and liquidity crises.
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