Sanday Chongo Kabange
Sanday Chongo Kabange is an experienced multimedia journalist and a contributor to Regulation Asia. He focuses on compliance, regulatory and legal issues for financial services.
Articles by Sanday Chongo Kabange
Structural Regulation
Australia Proposes Legislation to Cut Red Tape from Financial Advice
15/11/2023
The draft legislation responds to several recommendations of the quality of advice review released early this year.
Liquidity Risk
APRA Proposes Changes to Liquidity Management Rules for Banks
15/11/2023
Smaller banks will have to value liquid assets on a mark-to-market basis. Debt securities issued by other banks will no longer be considered eligible liquid assets.
Trading & Investment
ASIC Sheds Light on Losses Recovered for Retail Derivatives Investors
13/11/2023
Seven CFD issuers and Binance Australia Derivatives paid A$17.4mn in compensation to over 2,000 retail clients since March 2021.
Cybersecurity
ASIC Says Cyber Resilience “Must be a Top Priority”
13/11/2023
ASIC’s cyber pulse survey found “significant” cyber security risk management deficiencies at listed companies and licensed entities.
Fraud, Scams & Cybercrime
Korea FSS Fines Woori Over Fresh Embezzlement Case
13/11/2023
Woori’s latest embezzlement case involves an employee who stole over KRW 200 million from the bank.
Trading & Investment
HKEX Shines Spotlight on HK’s Role as Fundraising Hub
12/11/2023
New report from HKEX discusses Hong Kong’s listing regime, further planned enhancements, and why international companies should choose to list in the city.
Trading & Investment
AFCA Consults on Approach to Complaints Involving Advisers, MIS
07/11/2023
The consultation sets out how AFCA will determine compensation for investors affected by managed investment schemes that fail or become insolvent.
Structural Regulation
RBNZ Consults on New Policy for Branches of Overseas Banks
07/11/2023
This is the RBNZ’s third consultation regarding its planned new policy for branches of overseas banks.
Structural Regulation
Some Issuers Were Overcharged for Annual Listing Fees: HKEX
07/11/2023
HKEX is contacting issuers that were overcharged to arrange refunds. It does not plan to claim back any of the undercharged fees.
Conduct, Culture & Accountability
ASIC Files First Lawsuit for Non-compliance With IDR Regime
07/11/2023
ASIC says Telstra Super did not respond to more than 100 complaints within the 45 days required under the new internal dispute resolution regime.
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