AML / KYC

APRA Demands Stronger Security Controls at Super Funds

11/06/2025

RSE licensees must complete a self-assessment of information security controls and ensure protections like MFA are in place for high-risk activities and privileged access.

Market Infrastructure

LCH, CMU Omniclear Sign MoU on Post-Trade Collaboration

10/06/2025

LCH and CMU OmniClear team up to expand CNH clearing services, boosting efficiency and access for global investors.

Market Infrastructure

ASIC Streamlines IPO Process for Faster Listings in Australia

10/06/2025

ASIC has adopted a new approach to cut processing times for prospectus reviews and reduce administrative burdens for IPO hopefuls.

Market Infrastructure

SFC Calls on Firms to Enhance Client Asset Protection Controls

10/06/2025

The SFC emphasised the need for stronger due diligence on third-party custodians and stronger internal audit functions to identify control gaps.

Crypto / Digital Assets

Hong Kong’s New Stablecoin Law to Commence Operation on 1 August

10/06/2025

The stablecoin ordinance passed in May will take effect on 1 August, subject to negative vetting of the legislative notice.

Market Infrastructure

Hong Kong Mulls Tweaks to Listing Regime Amid US-China Tensions

09/06/2025

Regulators are considering ways to facilitate listings by US-listed Chinese companies that don’t comply with Hong Kong’s limits on dual-class shares.

AML / KYC

SFC Directs Brokers to Enhance Security Against SMS Phishing Scams

09/06/2025

Hong Kong’s SFC has directed brokers to implement robust and up-to-date measures to safeguard against cyber fraud and SMS phishing scams.

Market Infrastructure

Australia Consults on Cost Recovery Fees for New Merger System

06/06/2025

Assistant Minister Andrew Leigh said the cost recovery fees are calibrated to reflect the resources the ACCC needs to carry out merger assessments.

Enforcement

SFC Imposes 6-Month Ban on Former Executive Director of MTF Securities

06/06/2025

The SFC banned a former MTF Securities executive director for failing to properly manage credit risks and report suspicious trading […]