Securities / Derivatives

Philippine SEC Proposes Measures to Strengthen Cyber Resilience

22/12/2025

Draft rules enhance board oversight, mandate dedicated security teams, and implement a five-day breach reporting requirement for capital market firms.

Enforcement

Australia: Macquarie Admits Systemic Short Sale Reporting Failures

19/12/2025

A proposed penalty follows admissions of misleading conduct and systemic failures spanning more than a decade in regulator’s first such case.

Enforcement

Australia Penalises RM Capital for Conflicted Remuneration Breaches

19/12/2025

A Federal Court judgment has provided a stark warning to licensees, criticising RM Capital's poor compliance culture even after its investigation began.

Enforcement

Australia Court Hits ANZ With Record A$ 250m Penalty for Misconduct

19/12/2025

Largest-ever penalty secured by ASIC follows systemic failures in retail banking and unconscionable conduct in government bond deal.

Capital / Liquidity

Malaysia Central Bank Mulls Operational Resilience Overhaul for FIs

19/12/2025

BNM has launched a consultation on a new resilience-first approach, citing rising digital and third-party risks.

Market Infrastructure

Australian Regulators Unveil Roadmap to Cut Financial Sector Red Tape

19/12/2025

A multi-agency plan details over 50 commitments to simplify rules, streamline data reporting, and reduce compliance burdens for FIs.

Securities / Derivatives

India's NCDEX Gets SEBI Approval for New Mutual Fund Platform

19/12/2025

NCDEX has received regulatory approval for a platform aimed at rural investors, a precursor to its planned equities launch.

Market Infrastructure

ASIC Clarifies Tech Resilience Rules for Market Operators, Participants

19/12/2025

ASIC has updated its guidance to simplify compliance, clarify rules on outsourcing critical services, and define major event reporting.

Crypto / Digital Assets

Australia Court Orders Winding Up of Crypto Firms Over A$59m Unlicensed Scheme

19/12/2025

The Federal Court found the firms operated an unregistered managed investment scheme and acted without a licence.