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AML / KYC
Fed Orders Citigroup to Correct “Longstanding Deficiencies”
By Editors | 08/10/2020
The Fed has ordered Citigroup to remediated enterprise-wide risk management and controls deficiencies. The OCC has penalised Citibank $400mn for the same deficiencies.
AML / KYC
RegTech Asia 2020: Enhancing Transaction Monitoring
By Editors | 07/10/2020
How is the financial industry using AI/machine learning and data analytics to enhance typically rule-based transaction monitoring systems?
AML / KYC
RegTech Asia 2020: Digital Identity, Benefits & Challenges
By Editors | 05/10/2020
How can digital identity enable real-time risk management, what are its other use cases, and what are the challenges to adoption?
Fintech / Regtech
RegTech Asia 2020: Digital KYC, Onboarding & Authentication
By Editors | 04/10/2020
Digital transformation has accelerated in financial services amid the pandemic. But it has not come without risks.
AML / KYC
Ransomware Payments May Breach OFAC Regulations
By Sanday Chongo Kabange | 03/10/2020
OFAC makes clear in a new advisory that it may impose civil penalties if ransomware payments are made to sanctioned individuals or entities.
AML / KYC
BitMEX Founders Charged for Evading AML Requirements
By Editors | 03/10/2020
Four individuals were charged for “willfully” failing to establish, implement, and maintain an adequate AML programme that included a KYC component.
AML / KYC
Australia to Allocate A$800m to Digital Initiatives in Budget
By Editors | 02/10/2020
The plan includes the development of a digital identity system, modernisation of business registers, rollout support for the CDR, and regtech/fintech initiatives.
AML / KYC
FATF Upgrades China on Three Recommendations in Follow-up
By Manesh Samtani | 01/10/2020
This is to reflect progress on regulating online lending, guidance issued to online lending and other DNFBP sectors, and China’s prohibition on virtual asset activities.
AML / KYC
Taiwan to Set New AML/CFT Rules for Accountants
By Editors | 01/10/2020
Accountants will not be allowed to establish business relationships or conduct transactions with clients until their identities and actual beneficiaries are verified.
AML / KYC
BSP Set to Issue Revised Rules on Virtual Assets
By Sanday Chongo Kabange | 30/09/2020
The revisions are aimed at addressing identified gaps and aligning the framework with FATF guidance for regulating VASPs.
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