AML / KYC

AML / KYC

India Sets Deadline for KYC Uploads to Central Server

By Samuel Riding | 11/11/2016

Funds have until end of March to comply with SEBI requirement.

AML / KYC

ASIC Security Adviser Charged with ML Offences

By Samuel Riding | 11/11/2016

High level employee alleged to have created false documents, illegally altered information.

AML / KYC

HK SFC Forms Specialist Teams for Key Risk Areas

By Samuel Riding | 10/11/2016

Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.

AML / KYC

India Flushes Out Fake Notes in Overnight Gambit

By Samuel Riding | 09/11/2016

Current series of ₹1,000 and ₹500 notes cancelled overnight; ₹2,000 to be introduced.

AML / KYC

Agricultural Bank of China Fined $215mn in New York

By Samuel Riding | 07/11/2016

Bank alleged to have hidden transactions passing through a branch.

AML / KYC

AUSTRAC to Assist Fintech Firms on AML, CTF

By Samuel Riding | 07/11/2016

New site will inform firms on AML, CTF issues; enable direct contact with regulator.

AML / KYC

S.Korea, Oman Boost Regulatory Cooperation

By Samuel Riding | 07/11/2016

Agreement will bolster both countries regulatory system and financial markets.

AML / KYC

Bangladesh to Get $15mn of Heist Money Back This Week

By Samuel Riding | 07/11/2016

A further $30mn which found its way to a casino’s accounts is expected to follow.

AML / KYC

Australia, China Join Forces on AML/CTF

By Samuel Riding | 03/11/2016

Agreement boosts jurisdictions’ analytical capacity and enforcement to combat illicit funding.