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Big Picture
Firms Lagging in Preparations for UMR Compliance: Survey
By Manesh Samtani | 19/09/2020
State Street found that 19% of Phase 5 and 6 firms are fully prepared for UMR compliance. Hedge funds are said to be the least prepared for compliance.
Big Picture
Markets Must Remain Open, Transparent if Volatility Returns: WFE
By Manesh Samtani | 17/09/2020
Under no circumstances should restrictions on trading be invoked because of increased volatility, the WFE says in a guidance note.
Big Picture
Cross-border Real Estate Investors Raise APAC Financial Stability Risk
By Manesh Samtani | 16/09/2020
Global investors amplify volatility in commercial real estate markets, a phenomenon that has been pronounced during the Covid-19 shock, the BIS says.
Securities / Derivatives
Industry Standards Needed for Measuring Execution Quality: FMSB
By Editors | 08/09/2020
Best practice principles will facilitate regulatory compliance and drive efficiencies in the measurement of execution quality, the FMSB says in a new spotlight review.
Big Picture
China Securities Firms to Differentiate with Fintech: KPMG
By Editors | 01/09/2020
Model differentiation and consolidation are expected to be key trends for China’s securities industry going forward, according to a new report from KPMG.
Fintech / Regtech
Hong Kong AoF Publishes Report on AI Adoption in Banking
By Editors | 23/08/2020
The report provides insights about the risk management frameworks and overarching supervisory principles banks use when adopting artificial intelligence.
Big Picture
Asian Central Banks Fear Return of USD Funding Stress
By Editors | 19/08/2020
Trade frictions, a resurgence of Covid-19 infection rates, and rising corporate insolvency and credit rating downgrades could prompt renewed US dollar funding stress, says a new report.
Securities / Derivatives
Singapore Fund Managers Expect Covid to Accelerate ESG Investing
By Manesh Samtani | 13/08/2020
A new survey by IMAS found that two-thirds of Singapore fund managers expect the adoption of ESG investing to accelerate as a result of the Covid-19 pandemic.
Capital / Liquidity
Decisions on Exiting Regulatory Relief Present Financial Stability Risk
By Manesh Samtani | 11/08/2020
As long as regulatory relief measures remain in the prudential framework, credit risks will continue to mount on bank balance sheets, presenting risks to financial stability.
Big Picture
Regulatory Fragmentation in Markets Undermines Economic Recovery
By Manesh Samtani | 05/08/2020
Fragmentation introduces distortions and inefficiencies, undermining financing when it is needed to facilitate the recovery from Covid-19, ASIFMA says in a new report.
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