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Capital / Liquidity
Europe Tightens Rules on Overseas Credit Rating Endorsements
By Editors | 20/11/2017
Regulator says about two thirds of credit ratings used for regulatory purposes in the EU cover non-EU issuers of financial instruments.
Capital / Liquidity
Trapped Liquidity Optimisation – Solutions for Asia
By Matthieu Sachot | 09/11/2017
Regulators in the region are introducing ever-tighter rules on the movement of cash and assets. Firms need to find innovative solutions.
Capital / Liquidity
Australia to Loosen Fundraising Rules for Mutuals in Bid to Boost Competition
By Editors | 09/11/2017
Credit unions, building societies will be able to raise funds without having to forego their status as customer-owned entities.
Capital / Liquidity
Philippines Signs up to ASEAN Fund Passport Scheme; Green Bond Standards Introduced
By Garima Chitkara | 09/11/2017
ASEAN conference also hears of plans to allow cross-border transfer of capital markets professionals without additional license requirements.
Capital / Liquidity
India to Require Biggest Corporate Borrowers to Use LEIs
By Editors | 06/11/2017
Corporate borrowers which do not satisfy LEI requirement will not be allowed any more credit amid continued efforts to clean up bad debt.
Capital / Liquidity
China to Clampdown on Money Laundering via Property Market
By Editors | 06/11/2017
**Developers to conduct due diligence checks on sources of funding, buyers must use their own accounts to make property purchases in AML drive.
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Capital / Liquidity
When Deposit Insurance Isn’t Insurance
By Peter Guy | 06/11/2017
Calls for EU wide deposit insurance are supposed to herald banking union. But regulatory enforcement, national policies and financial technology stand in the way.
Capital / Liquidity
FSB Reports on ‘Rise of the Financial Machines’, Backs Regtech
By Samuel Riding | 02/11/2017
Report suggests AI and machine learning could create new systemically important players, warns on opacity, audit difficulty.
Capital / Liquidity
Hong Kong Sets out Internal Audit Requirements for Authorised Institutions
By Editors | 02/11/2017
HKMA says audit functions must be separate from risk and compliance; will only allow outsourcing ‘under very limited circumstances’.
Capital / Liquidity
Korea Introduces ‘Sarbanes Oxley’ in Response to Accounting Scandals
By Samuel Riding | 02/11/2017
Move is part of President Moon Jae-in’s Chaebol clean-up campaign, follows proposal to make agencies liable for ‘defective ratings’.
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