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Enforcement
Capital / Liquidity
FSC Korea Includes Crypto Measures in Work Plan for 2025
By Editors | 14/01/2025
The annual work plan also includes measures to support market stability and the real economy, promote innovation in the financial industry, and enhance the capital market.
AML / KYC
Hong Kong Works to Rescue Citizens from Scam Compounds
By Manesh Samtani | 14/01/2025
HK task force visited Thailand seeking assistance to secure the return of 12 individuals believed to be detained in scam compounds
Enforcement
US SEC Fines 14 More Firms for Record-keeping Violations
By Thisanka Siripala | 14/01/2025
The latest penalties were imposed on units of Robinhood, Blackstone, Apollo, KKR, Charles Schwab, Santander and others.
Enforcement
MAS Imposes Civil Penalty Action in False Trading Case
By Nithya Subramanian | 14/01/2025
Gui Boon Sui was fined S$350,000 and barred from being involved in the management of a company for two years
Enforcement
US Grand Jury Indicts Three Russians Who Operated Crypto Mixers
By Manesh Samtani | 14/01/2025
The defendants operated Blender.io and Sinbad.io, which were used to launder funds stolen from victims of ransomware, virtual currency thefts, and other crimes.
Enforcement
China to Expand Anti-corruption Crackdown to More Sectors
By Manesh Samtani | 14/01/2025
The CCDI will also draft a law to tackle cross-border corruption and strengthen supervision of the spouses and children of officials
AML / KYC
US Gives Estonia $50m for its Help in Danske Bank Case
By Nithya Subramanian | 13/01/2025
Estonia will use the funds to combat financial crime, enhance asset recovery, and provide specialised training across the Baltic States and Nordic region
AML / KYC
Interpol Published First-ever ‘Silver Notice’ at Italy’s Request
By Thisanka Siripala | 13/01/2025
The Silver Notice seeks information from Interpol member countries on the assets belonging to a senior member of the mafia
Enforcement
ICAC Charges Ex-SFC Official for Interfering with Investigation
By Sanday Chongo Kabange | 13/01/2025
The former associate director allegedly advised subjects of a market manipulation investigation to destroy potential evidence
Enforcement
US SEC Fines ATS Operator Liquidnet for Deficient Controls
By Nithya Subramanian | 13/01/2025
Liquidnet violated the market access rule over several years by setting inappropriate credit thresholds, including a default threshold of $1bn
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