Enforcement

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    Enforcement

    Mossack Fonseca Trial Commences in Panama Over 2016 Document Leak

    By Mark Johnston | 10/04/2024

    The founders and other former representatives, lawyers and ex-employees of Mossack Fonseca face money laundering charges for a corruption scheme in Brazil.

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    Enforcement

    US Court Sets Jan 2026 for Huawei Sanctions Evasion Trial

    By Editors | 08/04/2024

    The trial date was set as a placeholder after settlement negotiations between the DOJ and Huawei ended in an impasse.

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    Enforcement

    US Jury Finds Terraform Labs, Do Kwon Liable for Fraud

    By Editors | 06/04/2024

    Terraform Labs and founder Do Kwon deceived investors about its algorithmic stablecoin UST, a jury found after a nine-day trial.

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    Crypto / Digital Assets

    US Court Jails Bulgarian National Over “OneCoin” Fraud

    By Editors | 06/04/2024

    Irina Dilkinska assisted in running OneCoin’s day-to-day operations and laundered fraudulently obtained proceeds to the Cayman Islands.

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    Enforcement

    Two Men Admit to Conspiracy to Export Aircraft Parts to Russia

    By Editors | 05/04/2024

    The two Russian nationals falsely claimed the parts were intended for countries other than Russia. US authorities stopped multiple shipments.

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    AML / KYC

    Singapore Secures Second Conviction in Money Laundering Case

    By Nithya Subramanian | 05/04/2024

    Cypriot national Su Haijin, known for trying to escape from the police last August, agreed to forfeit about S$165mn in assets.

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    Enforcement

    US SEC Fines Another Investment Adviser Over Text Messaging

    By Editors | 04/04/2024

    Senvest Management was fined $6.5mn for failing to preserve business communications that took place on personal devices and messaging apps.

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    Enforcement

    Japan SESC Seeks Penalty for HFT Firm Quadeye

    By Editors | 04/04/2024

    The SESC said Quadeye used “fraudulent means” to engage in high speed trading in TSE-listed stocks.

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    Enforcement

    China NFRA Issues New Administrative Punishment Framework

    By Editors | 04/04/2024

    The framework seeks to ensure punishments are strict and achieve deterrence effects, but also fair, reasonable, and commensurate with rule violations.

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    Enforcement

    Korea Probe Targets KRX, Brokers Over Suspected IPO Fraud

    By Editors | 03/04/2024

    The FSS conducted a search and seizure operation at NH Investment & Securities, Korea Investment & Securities and KRX last month.

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