Enforcement

    Enforcement

    Taiwan FSC Again Fines HK Firm for Faulty Beneficiary Disclosure

    By Editors | 14/08/2022

    Hong Kong-based Capital Target was fined last May and ordered to reduce its shareholdings in a Taiwanese financial conglomerate.

    Crypto / Digital Assets

    FSC Korea Starts Work on New Crypto Legislation

    By Editors | 12/08/2022

    The new “Digital Assets Basic Act” is likely to adopt various measures from 13 bills already proposed by lawmakers and pending in the National Assembly.

    AML / KYC

    Former BitMEX Exec to Pay Fine for Violating AML Law

    By Editors | 11/08/2022

    The US Attorney previously secured judgments against the firm’s three co-founders for violating US derivatives laws and AML rules.

    AML / KYC

    OFAC Sanctions Crypto Mixing Service Tornado Cash

    By Manesh Samtani | 09/08/2022

    The US Treasury Department says Tornado Cash has been used to launder over USD 7 billion worth of crypto since it was created in 2019.

    Enforcement

    Taiwan FSC Penalises Eastspring for Violations by Former CIO

    By Editors | 09/08/2022

    The former chief investment officer used “another person’s account” to trade the same stock that was being traded by Eastspring.

    AML / KYC

    US Secures Extradition of Former Crypto Exchange Operator

    By Editors | 09/08/2022

    Alexander Vinnik is alleged to have laundered more than $4bn through a crypto exchange he operated known as BTC-e until it was shut down in 2017.

    Crypto / Digital Assets

    US Court Allows Voyager Digital to Return Cash to Customers

    By Editors | 07/08/2022

    Regulators have separately ordered the crypto brokerage to “immediately remove” false statements it made that suggested it was FDIC-insured.

    Enforcement

    OFAC Investigating Kraken for Alleged Sanctions Violations

    By Editors | 07/08/2022

    Kraken is suspected of allowing Iranian users to utilise Kraken’s services, in violation of federal sanctions.

    Enforcement

    ASIC Finalises Guidance on How FSCP Will Work

    By Sanday Chongo Kabange | 05/08/2022

    FSCP sitting panels will comprise an ASIC staff member as chair and at least two external members from the FSCP’s pool of industry participants.

    Enforcement

    Korea FSS Fines KakaoBank Over Remittance Service Failures

    By Editors | 05/08/2022

    The FSS said KakaoBank launched the new remittance service without proper testing, and provided prohibited loans to major shareholders.

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