Enforcement

    Enforcement

    Korean Prosecutors Impose Flight Ban on Terra Employees

    By Editors | 23/06/2022

    The travel ban is meant to prevent dozens of Terraform Labs employees in Korea from leaving the country to avoid being summoned for questioning.

    Enforcement

    Australian Court Sentences CFD Trader for Insider Trading

    By Editors | 21/06/2022

    The CFD trader made AUD 343,000 in profit by trading on inside information regarding a takeover bid for PanAust Limited.

    AML / KYC

    HK Customs Arrests Woman for Suspected Laundering of HK$350m

    By Editors | 21/06/2022

    The woman used 23 personal bank accounts to launder the money over three years, mostly for shell companies set up by individuals from mainland China.

    Enforcement

    CBIRC Fined 13 Banks in First Two Weeks of June

    By Editors | 21/06/2022

    The CBIRC is seen to be enforcing strict penalties in order to strengthen market discipline and improve internal control and governance at banks.

    Enforcement

    RBI Releases Mastercard from Restrictions Imposed Last Year

    By Editors | 20/06/2022

    Mastercard was barred from onboarding new domestic customers in July last year due to noncompliance with India’s data storage rules.

    Crypto / Digital Assets

    Korea: New FSC, FSS Chiefs to Prioritise Stability, Growth

    By Mark Johnston | 20/06/2022

    The FSS will be led by former prosecutor Lee Bok-hyun, while the FSC will be led by Kim Joo-hyun, who helped guide Korea through the 2008 crisis.

    Enforcement

    US Regulators Probe Celsius Suspension of Crypto Withdrawals

    By Editors | 20/06/2022

    Withdrawals have been suspended one week. Celsius says it is continuing efforts to stabilise its liquidity and operations, and that the process “will take time”.

    Enforcement

    Malaysia SC Charges Former Investment Banker for Deception

    By Editors | 19/06/2022

    The former Hong Leong investment banker deceived four investors into investing in investment schemes that in reality did not exist, the SC said.

    Enforcement

    Australia: Allianz, AWP Plead Guilty for Making False Statements

    By Editors | 19/06/2022

    Charges were filed against Allianz Australia Insurance and AWP Australia in February last year.

    Enforcement

    Australian Court Fines Money Transfer Firm for Exchange Rate Fixing

    By Editors | 18/06/2022

    Four individuals were also sentenced to jail on criminal cartel charges, but they were released on good behaviour bonds.

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