Enforcement

    Enforcement

    S. Korea: Founder of Singapore Fintech Jailed for Fraud

    By Editors | 11/10/2021

    A South Korean court has sentenced the founder of a fintech investment firm Marvelstone Group to ten years of jail time on fraud charges.

    Enforcement

    Singapore Woman Admits to Receiving Criminal Proceeds

    By Ranamita Chakraborty | 11/10/2021

    On instructions from a man she met online, a secretary of a law firm opened bank accounts that were used to receive funds stolen from a Botswana bank.

    Enforcement

    FATF Re-rates China on Six Recommendations

    By Manesh Samtani | 10/10/2021

    The FATF acknowledges work underway to revise China’s AML laws to bring DNFBPs into scope and set a foundation for a new beneficial ownership regime.

    Fintech / Regtech

    Malaysia SC Orders Decentralised Exchanges to Halt Operations

    By Mark Johnston | 10/10/2021

    Entities interested in operating a decentralised exchange in Malaysia should apply to be registered as an RMO, the SC said.

    AML / KYC

    US DOJ Creates National Cryptocurrency Enforcement Team

    By Editors | 07/10/2021

    The NCET will cooperate with international law enforcement agencies as well as private sector actors to target the criminal misuse of cryptocurrency.

    AML / KYC

    Germany’s BaFin Fines N26 Over Weak AML Controls

    By Editors | 07/10/2021

    The €4.25mn fine was paid in July but only made public by BaFin on 29 September. N26 says it already addressed the problems.

    AML / KYC

    MAS Examining Asiaciti Trust Revelations in Pandora Papers

    By Editors | 06/10/2021

    The Pandora Papers show that Singapore firm Asiaciti Trust had helped politicians and public officials set up trusts and shell companies in secrecy jurisdictions.

    Enforcement

    US Inspector General Probes Fed Officials’ Stock Trades

    By Sanday Chongo Kabange | 06/10/2021

    The Office of Inspector General will conduct an independent review to determine whether Fed officials violated ethics rules and the law.

    AML / KYC

    US to Gather 30 Countries to Coordinate Ransomware Response

    By Editors | 06/10/2021

    The Counter-Ransomware Initiative is aimed at improving law enforcement collaboration and stemming the illicit use of cryptocurrency.

    Enforcement

    New Zealand: Class Action Filed Against ANZ, ASB

    By Editors | 04/10/2021

    The class action reportedly involves interest and fees ANZ and ASB were not entitled to charge due to breaches of their disclosure obligations.

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