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Securities / Derivatives
BSEC Refers IPO Scam to ACC, Imposes Travel Bans and Penalties
By Nithya Subramanian | 16/07/2025
The BSEC claim company officials colluded with auditors and financiers to fabricate capital and deceive investors ahead of the company’s 2019 stock market debut.
AML / KYC
Reputation and Personal Accountability: The Wider Impact of AML/CTF Breaches
By Nathan Lynch | 15/07/2025
Experts say holding executives personally accountable is the key to managing the deep reputational and operational fallout from AML/CTF failures.
Enforcement
Singapore Penalises Law Firms Over Role in Money Laundering Case
By Editors | 15/07/2025
MinLaw has fined two firms and referred one lawyer for disciplinary action as part of a wider crackdown on professional enablers.
AML / KYC
India Probes Binance Over Suspected Illicit Crypto Flows From Pakistan
By Editors | 15/07/2025
Regulators are scrutinising private wallets amid concerns over terror financing, with a focus on transactions in the Kashmir region.
Enforcement
Bangladesh Court Sends Former Janata Bank Chair to Jail in Loan Scam Case
By Nithya Subramanian | 15/07/2025
Economist Abul Barkat has been jailed as part of an ongoing investigation into embezzlement by the Anti-Corruption Commission.
Securities / Derivatives
Jane Street Deposits $567 Million in Escrow to Lift India Ban
By Editors | 15/07/2025
Jane Street has complied with a key part of a regulatory order amid a manipulation probe and is requesting a reversal of its market ban.
Enforcement
Bangladesh Court Orders Freeze on Singapore Assets in Billion-Dollar Probe
By Mark Johnston | 14/07/2025
A Dhaka court has ordered the freezing of dozens of bank accounts and corporate shares in Singapore linked to Mohammad Saiful Alam and his family.
Enforcement
SEBI Penalises Former Exec of Axis Asset Management Company
By Mark Johnston | 12/07/2025
The former executive was found to have recommended specific stocks to relatives that closely resembled trades executed by Axis Mutual Fund.
Enforcement
Indian Court Dismisses Xiaomi’s Plea Against ED Action in FEMA Case
By Nithya Subramanian | 11/07/2025
The Madras High court has allowed adjudication proceedings to continue, saying its interference in the case would be premature.
Enforcement
Australian Court Dismisses Appeal By Unlicensed Lenders
By Sanday Chongo Kabange | 11/07/2025
Cigno Australia and BSF Solutions were found to have charged over AUD 70 million in fees on AUD 34 million in loans through an unlawful model in a case brought by ASIC.
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